Director, Operational Risk

• Jan 2017 - Present

Responsible for building, governing and managing second line operational risk programs including payment network, model, AML, execution, change and reputational risk. Established methodology, strategy and scope for second line controls validation of operational risk and compliance programs. Work with all appropriate parties to identify issues with operational risk programs and processes; document and report; escalate as appropriate; and follow through to remediation Responsible for building, governing and managing second line operational risk programs including payment network, model, AML, execution, change and reputational risk. Established methodology, strategy and scope for second line controls validation of operational risk and compliance programs. Work with all appropriate parties to identify issues with operational risk programs and processes; document and report; escalate as appropriate; and follow through to remediation

VP Risk Policies, Procedures, Audit, and Regulatory

• 2004 - Jan 2017

Manage credit risk policies and procedures for $6B portfolio of commercial real estate and business value loans and leases. Facilitate internal/external audits, regulatory exams, and internal control tests; data tape creation, process mapping, due diligence repository, issue discussion with auditors and remediation. Proactively identify operational risks and/or control failures; complete root cause analysis, translate control deficiencies into action plans and ensure timely and effective remediation. Complete business risk assessments: Business Environment Analysis, Fraud Control Self-Assessment, Risk Control Self-Assessment, and maintenance of Business Continuity Plans. Show less

VP Risk Manager

• 2001 - 2004

Sr. Underwriter / Underwriter

• 1998 - 2001

Asset Management

• 1997 - 1998