Experience

Chenery Compliance Group

• United States
• Investment Management
• 1 - 100 Employee

• Founder & Managing Partner

  • Mar 2015 - Present

  Chenery Compliance Group is an institutional quality boutique that delivers customized regulatory compliance solutions and outsource support services for a select group of investment managers, registered fund, private equity, and hedge fund managers. Chenery was founded with one sole purpose – to help protect our clients from regulatory risk, enabling them to focus on investing and business building. Acting as named CCO, or supporting our client’s CCO, we become an integral part of our client’s Team, while continuously enhancing their compliance program and culture. Seasoned by investment firm operational and regulatory compliance experience, we design and implement hands-on, tailored, integrated, and forward-looking compliance programs for select investment firms. Our regulatory compliance solutions provide continuous leadership and support for our client’s compliance programs. The solutions and support services are configured and implemented by our senior compliance specialists, who are deeply experienced in the investment industry and who have been Chief Compliance Officers



SEC Compliance Alliance, LLC/Little Consulting Group

• Managing Member

  • 2012 - Present

  Provide outsourced investment compliance services for national client base. Services range from supporting an in house Chief Compliance Officer to acting as designated CCO on behalf of client organizations. Provide outsourced investment compliance services for national client base. Services range from supporting an in house Chief Compliance Officer to acting as designated CCO on behalf of client organizations.



Cipperman Companies

• Director

  • 2008 - 2011

  Acted as outsourced Chief Compliance Officer or consultant for investment management clients. Acted as outsourced Chief Compliance Officer or consultant for investment management clients.



Brandywine Global

• Director, Legal & Contract Management

  • 2004 - 2007

• HR, Legal & Compliance Officer

  • 1999 - 2004