Stacey Kessler

Broker Dealer Compliance Specialist at USI Consulting Group
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Contact Information
us****@****om
(386) 825-5501
Location
Colorado Springs, Colorado, United States, US

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Bio

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Credentials

  • Finra Series 26
    FINRA
    Apr, 2023
    - Nov, 2024
  • Finra Series 6
    FINRA
    Dec, 2022
    - Nov, 2024
  • Securities Industry Essentials (SIE)
    FINRA
    May, 2019
    - Nov, 2024
  • Associate Professional in Human Resources (aPHR)
    HRCP: Human Resource Certification Preparation (aPHR, PHR, SPHR, SHRM-CP, SHRM-SCP)

Experience

  • USI Consulting Group
    • United States
    • Financial Services
    • 300 - 400 Employee
    • Broker Dealer Compliance Specialist
      • May 2022 - Present

  • Edward Jones
    • United States
    • Financial Services
    • 700 & Above Employee
    • Branch Office Administrator
      • Sep 2019 - May 2022

  • Citizens
    • United States
    • Banking
    • 700 & Above Employee
    • Associate Licensed relationship Banker
      • Feb 2019 - Sep 2019

  • Lamphere Complete Service Co, LLC
    • Ledyard, Connecticut
    • Office Manager
      • Feb 2018 - Feb 2019

  • Liberty Bank - CT
    • United States
    • Banking
    • 400 - 500 Employee
    • Customer Service Representative
      • Sep 2016 - Feb 2018

  • Savings Institute Bank & Trust Company
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Universal Banker llI
      • Feb 2015 - Sep 2016

  • First Niagara Bank
    • United States
    • Financial Services
    • 700 & Above Employee
    • Senior Customer Care Representative
      • Jan 2014 - Feb 2015

    • Branch Service Supervisor
      • Dec 2013 - Jan 2014

    • Head Teller
      • Aug 2013 - Dec 2013

    • Senior Teller
      • Nov 2009 - Aug 2013

    • Teller
      • Jan 2008 - Nov 2009

Education

  • Southern New Hampshire University
    Bachelor's degree, Business Administration and Management, Leadership
    2018 - 2022

Community

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