Experience

Apex Group Ltd (Africa Branch)

• Mauritius
• Financial Services
• 200 - 300 Employee

• Share Registry Administrator - Associate Level 3

  • Mar 2021 - Present

  - Review KYC documentation received ensuring it is appropriate for the risk rating level applicable to the client. - Prepare KYC checklists (initial, additional, redemption, transfer, and switch) based on KYC and FSC requirements. - Prepare Location Local AML Risk Assessment. - Escalate any concerns identified during the KYC review process to the Apex Local Client Acceptance Committee - Carry out screening (Name list screening and Negative News Searches (in line with Apex… Show more - Review KYC documentation received ensuring it is appropriate for the risk rating level applicable to the client. - Prepare KYC checklists (initial, additional, redemption, transfer, and switch) based on KYC and FSC requirements. - Prepare Location Local AML Risk Assessment. - Escalate any concerns identified during the KYC review process to the Apex Local Client Acceptance Committee - Carry out screening (Name list screening and Negative News Searches (in line with Apex Screening Procedure) - Understand and Apply KYC Key Operating Procedures and the Apex Group AML / CFT Policy - Assist in any other ad hoc Client KYC / Due Diligence related tasks and processes as requested by the Head of Department. - Input and approve all KYC Information Collected on KYC Application / Tool Show less - Review KYC documentation received ensuring it is appropriate for the risk rating level applicable to the client. - Prepare KYC checklists (initial, additional, redemption, transfer, and switch) based on KYC and FSC requirements. - Prepare Location Local AML Risk Assessment. - Escalate any concerns identified during the KYC review process to the Apex Local Client Acceptance Committee - Carry out screening (Name list screening and Negative News Searches (in line with Apex… Show more - Review KYC documentation received ensuring it is appropriate for the risk rating level applicable to the client. - Prepare KYC checklists (initial, additional, redemption, transfer, and switch) based on KYC and FSC requirements. - Prepare Location Local AML Risk Assessment. - Escalate any concerns identified during the KYC review process to the Apex Local Client Acceptance Committee - Carry out screening (Name list screening and Negative News Searches (in line with Apex Screening Procedure) - Understand and Apply KYC Key Operating Procedures and the Apex Group AML / CFT Policy - Assist in any other ad hoc Client KYC / Due Diligence related tasks and processes as requested by the Head of Department. - Input and approve all KYC Information Collected on KYC Application / Tool Show less



Absa Group

• South Africa
• Financial Services
• 700 & Above Employee

• Records Management Officer

  • Feb 2020 - Jul 2020



Barclays

• United Kingdom
• Financial Services
• 700 & Above Employee

• Records Management Officer + Financial Crime Operator (6 months attachment)

  • Oct 2013 - Feb 2020