Smithi Sharma

ESG & Assurance Manager at Atelier
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Contact Information
us****@****om
(386) 825-5501
Location
London, England, United Kingdom, GB
Languages
  • English Native or bilingual proficiency
  • Punjabi Native or bilingual proficiency
  • Hindi Native or bilingual proficiency

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Credentials

  • MICA Professional Member
    International Compliance Association
    Jan, 2021
    - Nov, 2024
  • CeMAP
    The London Institute of Banking & Finance

Experience

  • Atelier
    • United Kingdom
    • Financial Services
    • 1 - 100 Employee
    • ESG & Assurance Manager
      • Apr 2021 - Present

      Managing three pillars of the business:1) ESG (strategy, sustainable finance product, policy, implementation, monitoring)2) Financial Crime SME (reviews, escalations, policies, reporting)3) Assurance (leading internal assurance, external relationships, accreditations)

    • Operations & Assurance Analyst
      • Mar 2020 - May 2021

  • Kensington Mortgages
    • United Kingdom
    • Financial Services
    • 700 & Above Employee
    • Financial Crime Investigator
      • Dec 2017 - Mar 2020

      - Identify the type of Fraud/Financial Crime on each account- Liaise with Police, as well as other Law Enforcement, Government, and Public Sector agencies- Carry out methodical investigations of allegations- Compile detailed reports, with supporting rationale- Assess suspicious transactions, and investigate source of funds- Analyse information, summarise findings, and take appropriate action- Communicate with potential victims of fraud- Maintain records relating to Financial Crime activities (DPA, KYC, CTF, CDD, AML, ABC, POCA)- Keep up to date with on-going changes in legislation, policies, procedures and practices- Identify opportunities for improvement to fraud prevention practices, investigation processes - Represent Financial Crime/Compliance in discussions throughout the business- Contribute to adhoc projects.

  • Fleet Mortgages
    • United Kingdom
    • Financial Services
    • 100 - 200 Employee
    • Internal Control Specialist
      • Jan 2017 - Dec 2017

      - Part of the Credit Risk Team- Specialised in Buy-to-Let- Gained CeMAP qualification- Reported to Head of Credit & Chief Risk Officer- Worked with CIFAS/SIRA- Detected false documentation, scheme abuse, inflated income (Financial Crime) - Internal Audits (Underwriting)- Credit Quality Assurance reviews - Valuation Audits & Broker Audits- Ensured internal compliance to processes and procedures such as AML, KYC, CDD, TCF- Identified specific business areas that require development or amendment- Created/delivered presentations and Internal Training- Ran weekly reports to identify cases outside criteria (using Tableau software)

    • Mortgage Underwriter
      • May 2016 - Jan 2017

      - Assess valuation reports- Raise appropriate queries with Surveyors - Credit searches - Measure lending risk- Assess income documentation, identification, proof of deposit.- Calculate clients' aggregate exposure

  • Honda Motor Europe Ltd
    • United Kingdom
    • Motor Vehicle Manufacturing
    • 700 & Above Employee
    • Collections & Recoveries Advisor
      • Oct 2015 - Apr 2016

  • McLaren Automotive Ltd
    • United Kingdom
    • Automotive
    • 700 & Above Employee
    • Finance Assistant
      • Jul 2015 - Oct 2015

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