Sky Sim

Vice President Legal and Compliance at Sumitomo Mitsui Banking Corporation (SMBC) Asia Pacific
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Contact Information
us****@****om
(386) 825-5501
Location
Singapore, SG
Skills

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Experience

  • Sumitomo Mitsui Banking Corporation (SMBC) Asia Pacific
    • Singapore
    • Banking
    • 400 - 500 Employee
    • Vice President Legal and Compliance
      • Dec 2022 - Present

  • MUFG
    • Japan
    • Financial Services
    • 700 & Above Employee
    • VP APAC Compliance Control Room
      • Feb 2020 - Oct 2022

      Global Transactional Conflict of Interest ManagementMNPI ManagementInformational Wall ManagementInsider Trading PreventionRegional Personal Account DealingRegional Outside Business InterestControl Room AdvisoryProject Management

    • VP Compliance Risk Management (Asian Investment Banking Division)
      • Dec 2014 - Feb 2020

      Compliance Risk Management (Asian Investment Banking Division)Compliance Risk Review & Reporting / KYC Coordinator / Compliance & Regulatory Advisory / Anti Bribery & Corruption Management/ Cross Border Regulations Management / Insider Trading Management / Conflict Management / Compliance Testing / Product Risk Assessment / Business Risk Assessment / Compliance Training / Project Management / Audit Coordinator / Business Compliance

  • Credit Agricole Suisse SA Singapore Private Banking
    • Singapore
    • Team Lead (AML KYC)
      • Aug 2013 - Nov 2014

      Legal & Compliance / Team Lead, Anti Money Laundering / Compliance Testing / Account Onboarding & Periodic KYC Review / Reporting to Regulator / Transaction Monitoring Legal & Compliance / Team Lead, Anti Money Laundering / Compliance Testing / Account Onboarding & Periodic KYC Review / Reporting to Regulator / Transaction Monitoring

  • Standard Chartered Private Bank
    • Client Due Diligence Assistant Manager
      • Jan 2013 - Aug 2013

      ACCOUNT ONBOARDING / PERIODIC REVIEW / KYC REVIEW

    • Manager Client Services
      • Apr 2010 - Dec 2012

      ACCOUNT CLIENT SERVICING / RELATIONSHIP MANAGEMENT / KYC / DUE DILIGENCE

  • Citibank Singapore Ltd
    • Citigold Service Relationship Manager
      • Jan 2010 - Apr 2010

      Client Relationship Servicing / Customer Due Diligence Reviews / Marketing Cross Selling & Referrals

    • Personal Banker
      • Jan 2007 - Jan 2010

      Banking Sales / Client Relationship Servicing / Customer KYC & Due Diligence

    • Credit Control Officer
      • Aug 2004 - Dec 2006

      Credit Card Account Deliquency Management / Account Repayment Plans Management

Education

  • RMIT University
    Degree with Distinction, Business, Management, Marketing, and Related Support Services
    2002 - 2004

Community

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