Experience

AFLAC Global Investments

• Investment Management
• 1 - 100 Employee

• AVP, Business Manager

  • Feb 2023 - Present



Guggenheim Partners

• United States
• Financial Services
• 700 & Above Employee

• Internal Auditor

  • May 2019 - Feb 2023

  - My team is focused on analyzing the effectiveness of controls in all processes, including risks and controls, in the Securities space. Testing expertise in multiple areas, including Front Office, Risk, and Operations functions - Responsible for the formation, presentation, and delivery of quarterly business monitoring metrics and evaluation of the Guggenheim Securities PNL activities using Power BI to display interactive graphics - Perform periodic risk assessments and continuous business monitoring via relationships developed with stakeholders in key functions, including IB Private Equity Advisory, the Business Control Group, Operational Risk, Operations, and GSE activities - Head of the Corporate Audit Analytics Team (CAAT Team) specifically focused on the development and implementation of data analytics within testing work. Show less



Bank of America

• United States
• Banking
• 700 & Above Employee

• Assistant Vice President; Senior Auditor I

  • Feb 2018 - Apr 2019



Bank of America

• United States
• Banking
• 700 & Above Employee

• Corporate Audit Analyst

  • Jun 2015 - Dec 2017

  Overview: - Collaborate on the formation of planning process including considerations around strategic, market, credit, liquidity, compliance and operational risk - Review, modify, and set risk processes and control infrastructures throughout the Corporation and its subsidiaries Operations Risk: - Experience with Regulation W and audit work in the area, including Global Markets and Service Agreements - Various risk-related audits where I was independently assigned multiple sections to contribute in identifying multiple issue areas within the business, including MRAs - Experience with issue validation on Severity 1, 2, and 3 audit issues from start to resolution Global Markets: - Current rotation, my team is focused on analyzing the effectiveness of controls surrounding the Fixed Income, Currencies and Commodities spaces - Experience interacting and auditing the equities trading desks of BoA ML on audits covering Mortgage Backed Securities, Global Equity Derivatives, and the implementation and compliance with the Uncleared Margin Rules - Systems Used: Lotus Notes, Quartz, Credit Studio, MarginSphere, eIMS Show less



5-hour ENERGY®

• United States
• Food and Beverage Services
• 100 - 200 Employee

• Marketing Intern

  • Aug 2014 - May 2015

  - Responsible for sampling students and young adults at various events while marketing the product to potential users - Fostering relationships with different UConn clubs and organizations in an attempt to spread awareness and knowledge of the product - Responsible for sampling students and young adults at various events while marketing the product to potential users - Fostering relationships with different UConn clubs and organizations in an attempt to spread awareness and knowledge of the product



Zolfo Cooper (now AlixPartners)

• United States
• Business Consulting and Services
• 1 - 100 Employee

• Financial Intern

  • Jun 2014 - Aug 2014

  - Collaborated with the marketing department to build pitchbooks for prospective future clients - Researched, compiled, and calculated information for the formation of tearsheets for potential target companies - Assisted in the closing of a loan refinancing deal for a private company by performing accounting and analytical work - Collaborated with the marketing department to build pitchbooks for prospective future clients - Researched, compiled, and calculated information for the formation of tearsheets for potential target companies - Assisted in the closing of a loan refinancing deal for a private company by performing accounting and analytical work



Citi

• United States
• Financial Services
• 700 & Above Employee

• ICG Operations Summer Analyst, Equity Derivatives Middle Office

  • May 2013 - Aug 2013

  - Provided AD HOC support to the Front Office and helped to reconcile any trade breaks or differences - Responsible for prioritizing and implementing enhancement issues for the Project Management Team - Gained expertise on the Dodd-Frank Act’s confirmation & reporting timeliness and presented on the subject - Prepared information for and participated in various Client Operational Reviews and pre-meetings - Provided AD HOC support to the Front Office and helped to reconcile any trade breaks or differences - Responsible for prioritizing and implementing enhancement issues for the Project Management Team - Gained expertise on the Dodd-Frank Act’s confirmation & reporting timeliness and presented on the subject - Prepared information for and participated in various Client Operational Reviews and pre-meetings



Alpha Epsilon Pi

• United States
• Non-profit Organizations
• 200 - 300 Employee

• Co-Chairman of Philanthropy

  • Feb 2013 - May 2013

  - Organized the fraternity's participation in various UConn charity events - Organized the fraternity's participation in various UConn charity events