Experience

Leon Frazer & Associates

• Canada
• Investment Management
• 1 - 100 Employee

• Operations Associate

  • May 2008 - Present

  - Anticipate and respond to concerns from Portfolio Managers, externalcustodians, or other areas in a timely and efficient mannerVerify cash flow, broker confirmations, and position reconciliation in accountsfor the successful completion of tradesInput trades into portfolio management system (setting up new securities asneeded) for trade settlementsComprehensive understanding of operational processes involved in portfoliomanagement systems and a complete understanding of financial instruments



TD Waterhouse

• Settlement Officer

  • Jan 2006 - Sep 2007

  Ensuring all accounts in the settlement area balanced and reconciled in a timelymannerReview the reasonability of transactions and ensure they follow departmentprocedures Ensuring all accounts in the settlement area balanced and reconciled in a timelymannerReview the reasonability of transactions and ensure they follow departmentprocedures



OMERS

• Canada
• Financial Services
• 700 & Above Employee

• Portfolio Administrator

  • Apr 1998 - Sep 2005

  Provide operational/reporting support to the Investment DivisionEnsure safeguarding of assets and integrity of holdings, transaction, accrualand valuation data by upholding the system of internal control. This includesperforming various reconciliation, investigating and resolving any resultingdiscrepanciesPrepare accurate and timely reports for use in performance measurement andcash forecasting processesPrepare accounting journal entries and ensure data consistency with portfoliomanagement system and custodian bankParticipate in the implementation of new processes and systems, and assist inuser acceptance testingDevelop and maintain an understanding of investment products and customerneeds in order to respond quickly and accurately to questions and problems thatariseIdentify and implement process improvement opportunities within the department.This involves developing a strong proficiency with the computer applicationsbeing utilized in the department