Shaun O'Leary

Retired at One Four Nine Group
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Contact Information
us****@****om
(386) 825-5501
Location
UK

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Experience

    • United Kingdom
    • Financial Services
    • 1 - 100 Employee
    • Retired
      • Jan 2022 - Present

    • Chief Risk Officer
      • May 2020 - Apr 2022

      Financial Services

  • Retail and Investment Firms
    • London and South West
    • Independent Risk and Compliance Adviser
      • Nov 2018 - Present

    • Interim Head of Compliance
      • Jun 2019 - Apr 2020

    • United Kingdom
    • Investment Management
    • 100 - 200 Employee
    • Head of Risk and Compliance Interim
      • Aug 2018 - Oct 2018

    • Compliance Director
      • Oct 2017 - Aug 2018

    • United Kingdom
    • Financial Services
    • Group Compliance Director CF10/CF11
      • Aug 2016 - Oct 2017

      Wealth Management and Advisory Business Group owned by Tavistock Investments plc Wealth Management and Advisory Business Group owned by Tavistock Investments plc

  • Temple Risk Limited
    • Available across UK
    • Head of Risk and Regulation
      • Dec 2015 - Aug 2016

      Shaun provides interim and consultancy support to regulated financial services firms and is an experienced Compliance and Risk professional who has held Compliance and CRO roles for well established firms. Shaun provides interim and consultancy support to regulated financial services firms and is an experienced Compliance and Risk professional who has held Compliance and CRO roles for well established firms.

    • United Kingdom
    • Insurance
    • 500 - 600 Employee
    • Group Compliance Officer CF10 and CF11
      • Aug 2013 - Dec 2015

    • Head of Risk and Regulation
      • Sep 2008 - Apr 2014

      Director in charge of designing customer solutions. Director in charge of designing customer solutions.

    • CRO
      • 2012 - 2013

    • Head of Risk and Regulation
      • 2008 - 2009

      Head of Risk and Regulation Consultancy Head of Risk and Regulation Consultancy

    • United Kingdom
    • Financial Services
    • 700 & Above Employee
    • Principal Consultant
      • 2001 - 2008

    • Switzerland
    • Insurance
    • 700 & Above Employee
    • Associate Director
      • 1981 - 2001

Education

  • Chartered Insurance Institute
    ACII
  • Inns of Court School of Law
    Barrister at Law
  • Manchester University
    Law, Law

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