sharon ye
Senior Manager, Audit-Financial Service Group at KPMG China- Claim this Profile
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Chinese Native or bilingual proficiency
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English Professional working proficiency
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French Limited working proficiency
Topline Score
Bio
Credentials
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CICPA
CICPA -
Qualifying license
Chinese securities institute -
level III candidate
CFA
Experience
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KPMG China
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Hong Kong
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Financial Services
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700 & Above Employee
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Senior Manager, Audit-Financial Service Group
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Feb 2016 - Present
- Led over 15 annual audit engagements in peak season, mainly serving for funds management companies and asset management companies. Organized funds model accounts annual revision for Eastern & Central Regions. - As funds champion, organized funds audit work, such as audit process standardization, fund audit outsourcing etc. As business side leader, developed “smart fund” platform cooperating with IT development team to facilitate audit team extract and fill in financial data automatically. - Provided internal control advisory services for asset management companies, proposed suggestions and optimization plans and assisted companies to build internal control framework. Led a number of ISAE3402 internal control engagements, delivered firm level training as mainland China trainer. - Participated in business development, including customer visit, prepared proposals for pitching prospective clients etc. Show less
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Fullgoal Fund Management Co., Ltd.
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China
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Investment Management
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1 - 100 Employee
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Internal Auditor, Compliance Department
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Dec 2014 - Feb 2016
- Performed compliance reviews of various business activities to ensure the company is in compliance with Laws, regulations and rules. Prepared quarterly compliance reports and other regulatory reports. - Conducted 5 special audits and more than 10 fund IPO audits independently. Identified compliance vulnerability and risk through special audits and provided advice to business departments. - Led self-inspection work of the company and developed improvement plans according to the problem found. Coordinated with regulators to carry out on-site inspection and tracked improvement actions. Show less
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ZheShang Securities Co. Ltd.
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China
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Investment Banking
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1 - 100 Employee
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Equity Research Assistant (intern), Research Department
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Jun 2013 - Aug 2013
- Analyzed financial data and fundamental information of listed companies, drafted daily stock market reports and 7 weekly reports (about 5 pages per report) to recommend stocks to senior researchers and clients. - Chinese textile industry market research: collected information both in China and overseas,analyzed relevant data, forecast the price trending of the stocks in textile industry. - Analyzed financial data and fundamental information of listed companies, drafted daily stock market reports and 7 weekly reports (about 5 pages per report) to recommend stocks to senior researchers and clients. - Chinese textile industry market research: collected information both in China and overseas,analyzed relevant data, forecast the price trending of the stocks in textile industry.
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KPMG
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Canada
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Accounting
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700 & Above Employee
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Audit Associate(2009-2011), Assistant Manager(2011-2013), Audit-Financial Service Group
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Sep 2009 - Feb 2013
Award and Honors - Ranked as top10% of China staff in annual performance appraisal continuously in last three years. - Received two “BravoAward” in 2012 for outstanding performance. Professional Experience - Led and participated over 10 financial audit projects (Typically 5~8 person audit teams). Specialized in the financial industries, especially securities companies, mutual funds, PE and commercial banks. - Performed other financial services including internal control evaluate, C-SOX advisory, capital verification, credit review, due diligence of general manager etc. Business Development - Assisted partners and managers to prepare audit plans, budgeting and resource allocation. Conducted market analysis and prepared 3 proposals for pitching to prospective clients. Won a project valued over $125,000 with the team. Show less
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McKinsey & Company
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Business Consulting and Services
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700 & Above Employee
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Analyst Assistant (Part-time, 4 days a week)
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Jul 2008 - Feb 2009
- Collected marketing information based on cold call, interview, database, lit search etc., redesigned and optimized database to enhance search speed, analyzed data and gave out the result, prepared PPT files for presentation. - Projects: market entry strategy, competitive intelligence, market analysis, optimization in various industries such as healthcare, chemical, mining, luxury etc. - Collected marketing information based on cold call, interview, database, lit search etc., redesigned and optimized database to enhance search speed, analyzed data and gave out the result, prepared PPT files for presentation. - Projects: market entry strategy, competitive intelligence, market analysis, optimization in various industries such as healthcare, chemical, mining, luxury etc.
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Education
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2013 - 2014
HEC Paris
Master of Science (MSc), Managerial and Financial Economics -
2006 - 2009
Fudan University
Bachelor of Business Administration (B.B.A.), Accounting -
2005 - 2009
Fudan University
Bachelor of Science (B.S.), Chemistry
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