Experience

Halleran Financial Group

• United States
• Investment Management
• 1 - 100 Employee

• Executive Assistant/Registered Client Associate

  • Jul 2022 - Present

  Provide support services to clients and financial advisors in account management, operations, documentation, customer service, and technical support Speak with clients daily to answer questions about their accounts, help with investments, oversee movement of cash, and resolve any outstanding issues Schedule meetings between clients and advisors Work independently and with a team on different tasks Provide support services to clients and financial advisors in account management, operations, documentation, customer service, and technical support Speak with clients daily to answer questions about their accounts, help with investments, oversee movement of cash, and resolve any outstanding issues Schedule meetings between clients and advisors Work independently and with a team on different tasks



Wells Fargo Advisors

• United States
• Financial Services
• 700 & Above Employee

• Senior Registered Client Associate

  • Feb 2012 - Jul 2022

  Provide support services to clients and financial advisors in account management, operations, documentation, customer service, and technical support Organize processes to make onboarding new clients as easy as possible Coordinate new accounts, account terminations, and client transitions Evaluate operating processes to ensure efficiency and accuracy Speak with clients daily to answer questions about their accounts, help with investments, oversee movement of cash, and resolve any outstanding issues Monitor accounts on an ongoing basis to minimize risk Show less



Morgan Stanley

• United States
• Financial Services
• 700 & Above Employee

• Registered Client Service Associate

  • Oct 2004 - Feb 2012

  Provided administrative support to clients and advisors Provided administrative support to clients and advisors



A.G. Edwards

• Financial Services
• 200 - 300 Employee

• Operations Clerk

  • May 2004 - Oct 2004

  Processed disbursements, input deposits, processed transfers between accounts and fed fund wires. Processed disbursements, input deposits, processed transfers between accounts and fed fund wires.