Experience

Close Brothers Asset Management

• United Kingdom
• Financial Services
• 500 - 600 Employee

• Trade Settlements Analyst

  • Jun 2020 - Present

  London, England, United Kingdom



Aventicum Capital Management

• Switzerland
• Investment Management
• 1 - 100 Employee

• Operations Support Analyst

  • Nov 2019 - Jan 2020

  Sloane Square Assisting COO during Christmas period



Stewart Investors

• United Kingdom
• Investment Management
• 1 - 100 Employee

• Trade Support Analyst

  • Jul 2018 - Aug 2019

  Edinburgh, United Kingdom



BLUEBAY ASSET MANAGEMENT LLP

• United Kingdom

• Operations Associate

  • Mar 2017 - Mar 2018

  London, United Kingdom • Managing the operational risk and management reporting for Operations Control • Identifying new control points and demonstrating awareness of potential operational risk. • Working closely with Fund Custodians, Prime Brokers, Clearers and Administrators to ensure all trade capture and reporting requirements are adhered to • Helping to maintain the relationships between Operations and external middle/back office providers • Taking full ownership demonstrating full awareness of any… Show more • Managing the operational risk and management reporting for Operations Control • Identifying new control points and demonstrating awareness of potential operational risk. • Working closely with Fund Custodians, Prime Brokers, Clearers and Administrators to ensure all trade capture and reporting requirements are adhered to • Helping to maintain the relationships between Operations and external middle/back office providers • Taking full ownership demonstrating full awareness of any system upgrades and enhancements, and any potential regulatory breaches. Show less



HSBC

• United Kingdom
• Financial Services
• 700 & Above Employee

• Stock Resolution Clerk

  • Aug 2016 - Dec 2016

  8 Canada Square, Canary Wharf • Monitoring of the reconciliation of stock positions and investigate discrepancies in a highly-regulated environment, to comply with the FCA Client Asset Sourcebook (CASS)



Aviva

• United Kingdom
• Financial Services
• 700 & Above Employee

• Investment Operations Analyst

  • Mar 2014 - Jul 2016

  Bank, London • Oversight of the Bangalore Operations Team • Provide Beginning of Day Portfolio Readiness (cash, transaction, holding) to Portfolio Managers by reviewing Recons exceptions between custody vs Aviva System (Aladdin) and offering timely resolution • Investigate Trade breaks and Huge cash flow breaks and fail trades or upload/remove from a/c Dashboard accordingly • Daily Client Money Cash and Stock reconciliations • Perform month end attestation reporting for pending risk such as… Show more • Oversight of the Bangalore Operations Team • Provide Beginning of Day Portfolio Readiness (cash, transaction, holding) to Portfolio Managers by reviewing Recons exceptions between custody vs Aviva System (Aladdin) and offering timely resolution • Investigate Trade breaks and Huge cash flow breaks and fail trades or upload/remove from a/c Dashboard accordingly • Daily Client Money Cash and Stock reconciliations • Perform month end attestation reporting for pending risk such as fails, trade error and aged reconciliation items. • Check all daily stock and cash statements have been loaded correctly and load any missing statements. • Assist COACS and Derivatives teams with JPM issues. • Run daily MI using pivot tables • Check all queries have been responded to/followed up and all open breaks have narration. Show less



Legal & General

• United Kingdom
• Financial Services
• 700 & Above Employee

• Cash Analyst

  • 2012 - 2014

  Moorgate • Daily cash reconciliation of the investment book and the custodian • Monthly stock reconciliation of the investment book to custodian • Investigate non reconciling items with Corporate Actions, Income, Derivatives, Settlements and take the necessary action to resolve issues in a timely manner • Regular contact with custodians to locate unidentified payments on the Nostro Accounts and apply. • Posting FX deals and querying FX non receipt items.