Experience

Delaware Depository

• United States
• Financial Services
• 1 - 100 Employee

• General Counsel & Executive Vice President

  • Apr 2012 - Present

  Nevada, United States Senior executive and in-house counsel for state-chartered trust company that provides safekeeping of investment-grade bullion for financial institutions, 1940 Act funds, commodities exchanges, and refiners. Provides legal advice and develops business strategies for parent company and subsidiaries. Key duties and responsibilities include: Drafting and reviewing non-disclosure agreements, service level agreements, data processing agreements, statements of work, memoranda of understanding… Show more Senior executive and in-house counsel for state-chartered trust company that provides safekeeping of investment-grade bullion for financial institutions, 1940 Act funds, commodities exchanges, and refiners. Provides legal advice and develops business strategies for parent company and subsidiaries. Key duties and responsibilities include: Drafting and reviewing non-disclosure agreements, service level agreements, data processing agreements, statements of work, memoranda of understanding, agreed-upon procedures, and vendor agreements. Developing and implementing corporate policies and procedures including privacy policy, privacy notices, incident response plan, record retention policy and other data security and privacy related policies. Obtaining cross-departmental collaboration in complying with contractual, regulatory, and legal obligations. Identifying mutually beneficial relationships and onboarding new customers and new vendors. Show less