Saurabh Gaikwad

Assistant Manager at Saffron Capital Advisors Private Limited (SEBI Registered Category 1 Merchant Banker)
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Contact Information
us****@****om
(386) 825-5501
Location
Mumbai, Maharashtra, India, IN

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Experience

    • Assistant Manager
      • Aug 2022 - Present

      Mumbai, Maharashtra, India

    • India
    • Investment Banking
    • 1 - 100 Employee
    • Intern
      • Apr 2022 - May 2022

      Mumbai, Maharashtra, India 1. Assisted in a compliance review of the private placement memorandum (PPM) of Alternative Investment funds and a drafted cover letter to SEBI to intimate the changes carried out in the private placement memorandum. 2. Assisted in framing risk factors in the prospectus for an IPO. 3. Assisted in making a list of industry-specific laws applicable to a company going for an IPO.

    • India
    • Accounting
    • 200 - 300 Employee
    • Compliance team
      • Jan 2020 - Oct 2020

      Mumbai Area, India 1. Reviewed Compliances of Listed Companies, Compliances under various Labour Laws and reviewed Legal agreements, litigation cases, and legal notices. 2. Assisted in preparation of concise and informative audit report 3. Maintaining updated Checklist in order to sync with latest amendments under various Corporate Laws. 4. Handling Compliance queries of clients as required from time to time. Clients Handled - Edelweiss Group, Eureka Forbes Limited, IL&FS Financial Services… Show more 1. Reviewed Compliances of Listed Companies, Compliances under various Labour Laws and reviewed Legal agreements, litigation cases, and legal notices. 2. Assisted in preparation of concise and informative audit report 3. Maintaining updated Checklist in order to sync with latest amendments under various Corporate Laws. 4. Handling Compliance queries of clients as required from time to time. Clients Handled - Edelweiss Group, Eureka Forbes Limited, IL&FS Financial Services Limited, PRL Developers Private Limited, Global Insurance Brokers Private Limited, and others. Show less

    • India
    • Legal Services
    • 1 - 100 Employee
    • Legal Intern
      • Dec 2019 - Dec 2019

      Mumbai, Maharashtra, India 1. Assisted in legal Research and related work in the litigation Department. 2. Reviewed legal information and proofed documentation for errors. 3. Conducted research for upcoming cases for the firm's attorneys. 4. Provided assistance on compliance projects.

    • Consumer Goods
    • 700 & Above Employee
    • Internship
      • Apr 2018 - Sep 2019

      Mumbai Area, India Preparation of documents 1. Assisted in preparations of documents for Board, Committee and Annual General Meeting, Company Annual Report, communication with stock exchanges. 2. Assisted in vetting Legal agreements, title documents, and lease deeds. Filling of documents Was responsible for filing documents with the Ministry of Corporate Affairs, RBI, and Stock exchanges. Compliance 1. Liasoning with statutory Auditors, Secretarial auditors, and Internal Auditors for the… Show more Preparation of documents 1. Assisted in preparations of documents for Board, Committee and Annual General Meeting, Company Annual Report, communication with stock exchanges. 2. Assisted in vetting Legal agreements, title documents, and lease deeds. Filling of documents Was responsible for filing documents with the Ministry of Corporate Affairs, RBI, and Stock exchanges. Compliance 1. Liasoning with statutory Auditors, Secretarial auditors, and Internal Auditors for the conduct of the audit. 2. Maintaining and updating registers from time to time. Other 1. Assisted in handling shareholders' inquiries and grievances lodged on SCORES and BSE portals. 2. Assisted in applications and renewal of trademarks. Assisted in process of transfer of shares to IEPF Authority. Show less

Education

  • Maharashtra National Law University Mumbai
    Master of Laws - LLM, Investments and Securities Law jointly with NISM, Mumbai
    2021 - 2022
  • Government Law College, Mumbai
    Post Graduate Diploma in Securities law, Securities Law
    2020 - 2021
  • Mumbai University Mumbai
    Bachelor of Laws - LLB, Banking, Corporate, Finance, and Securities Law
    2017 - 2019
  • The Institute of Company Secretaries of India
    Company Secretary, Banking, Corporate, Finance, and Securities Law
    2014 - 2019
  • KPB Hinduja College of Commerce
    Bachelor of Commerce - BCom
    2011 - 2016

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