Experience

Patrick Capital Markets, LLC
• United States
• Financial Services
• 1 - 100 Employee
• Compliance Officer

  • May 2017 - Present


Midwest BankCentre

• Banking
• 200 - 300 Employee

• SVP - Chief Risk Officer

  • Oct 2014 - Oct 2016

  Greater St. Louis Area Responsibilities included enterprise risk management and vendor management. Was also the bank's Community Reinvestment Act (CRA) Officer.

• SVP - Director of Compliance

  • 2005 - 2014

  Greater St. Louis Area Managed a comprehensive bank compliance program, including Anti-Money Laundering, Consumer Affairs, Fair Lending, Community Reinvestment, and Privacy programs. Also developed the bank's Business Continuity Plan, including a Pandemic Plan, and its security program. While in this position, also served as Secretary to the Board of Directors until 2012.

• SVP - Customer Support

  • 2001 - 2005

  Greater St. Louis Area Managed a staff of forty through various transitions of operations support, including wire transfer services, deposit operations, loan operations, mail services, collections, check processing, and internet banking.

• Assistant Controller

  • 2000 - 2001

  Greater St. Louis Area Supported Controller in all aspects of bank accounting. Implemented a bank wide profitability system. Developed and maintained capacity plan statistics for operations and retail staff.



Union Financial Group

• United States
• Real Estate

• Controller

  • 1999 - 2000

  Swansea, IL Supported Chief Financial Officer and Chairman, developing budgets and forecasts for the banks and managing accounting and monthly reporting for payday loan store subsidiary.



NationsBank NA (Formerly Boatmen's Banks and Now Bank of America)

• Vice President

  • 1985 - 1999

  Greater St. Louis Area Various positions, including Reconcilement Manager - Retail Loan Services; Controller - Retail Loan Services; Audit Manager; and Operations Manager - Commercial Loan Services.