Experience

Alcyone Consulting

• Luxembourg
• IT Services and IT Consulting
• 1 - 100 Employee

• Consultant - KYC analyst - Fund level

  • Jul 2021 - Present

  Since April 2023 : MISSION AT : QUINTET via DELOITTE - Review and analyse KYC documents of new clients (Funds, FIM, PLS ...) during the client acceptance process - Perform reputational checks on both clients and their beneficial owners - Identify, verify and evaluate risk of the clients, including ownership chain, controls, PEPs - Review, follow and file confidential AML documents and understand AML laws and regulation - Possibly account opening and document upload in relevant systems Since January 2023 : Working on various internal project From July 2021 to December 2022 MISSION AT : EDMOND DE ROTHSCHILD LUXEMBOURG - Interact with all investors , ensure timely processing of client documentation and account opening /update in accordance with standards set by the compliance department - Perform first level of AML/KYC review within the context of account opening and /or account maintenance; - Prepare ad hoc fund reporting as well as the necessary client reporting - Manage a specific project related to the remeditation of the account in order to fulfill the CSSF requirement (515 project - Suggest openly improments to daily business tasks (process review ) and participate in projects Show less



BNY Mellon

• United States
• Financial Services
• 700 & Above Employee

• Intermediate Representative - Compliance Oversight - Trustee & Depositary

  • Mar 2020 - Oct 2021

  - Participates in thematic and targeted reviews across all the Depositary bank, track and close subsequent monitoring findings ; - Identifies regulatory changes and assess potential impact on the Depositary Bank control framework ; - Participates in the testing of investment restrictions rules in the Compliance tool and further systems enhancements ; -Ensure we have proper documentation in place (checklists, procedures, SLDs) ; - Produces the monthly Business Regulatory Controls Report ; - Collaborates with the team on ad-hoc queries and cross-location business. Show less



Harmonic Fund Services Luxembourg SA

• Investor Services Associate

  • Nov 2018 - Mar 2020

  - Ensure all trades are processed in a timely and accurate manner; - Input, supervise, review and sign off, where appropriate, on team deliverables prior to release; - Act as a key point of contact for all queries relating to specific funds administered; - Successfully resolve client queries and ensure that client needs are satisfied in line with company procedures and agreements; - Responsible for the recording all cash movements relating to shareholder inflow and outflows; - Complete periodical KYT, screening in line with internal controls; - Review investor AML/KYC documents in line with internal control and liaise where necessary to ensure file are complete and up to date. - Review documentation and application forms for completeness for all new business to ensure service delivery; - Open new shareholder accounts and update static data where required; Show less



Societe Generale Securities Services - SGSS

• France
• Financial Services
• 700 & Above Employee

• Transfer Agent

  • Dec 2017 - Oct 2018

  - Monitoring daily settlements and process daily transfers through the clearing platform; - Performing daily post trading controls, monitoring daily cash account balances; - Answering daily queries in a timely manner liaising with other departments and external parties; - Daily reconciliation of TA bank accounts; - Monitoring daily settlements and process daily transfers through the clearing platform; - Performing daily post trading controls, monitoring daily cash account balances; - Answering daily queries in a timely manner liaising with other departments and external parties; - Daily reconciliation of TA bank accounts;



Societe Generale Private Banking - SGPB

• Financial Services
• 700 & Above Employee

• Operational tax - CRS-Fatca

  • Mar 2017 - Nov 2017

  - Control of information exchanges for tax authorities (FATCA / CRS); - Processing of requests for tax compliance; - Control compliance with tax rules in business processes and ensure compliance and accuracy of declarations and payments to tax authorities - Control of information exchanges for tax authorities (FATCA / CRS); - Processing of requests for tax compliance; - Control compliance with tax rules in business processes and ensure compliance and accuracy of declarations and payments to tax authorities



Société Générale Bank and Trust

• Middle Officer - FIC

  • Sep 2016 - Mar 2017

  - Take charge of the administrative follow-up of customer files; - Check the account opening documentation and legal documentation for the KYC Committee Client's submission; - Work on the FATCA / CRS project - Take charge of the administrative follow-up of customer files; - Check the account opening documentation and legal documentation for the KYC Committee Client's submission; - Work on the FATCA / CRS project



ING Luxembourg

• Luxembourg
• Banking
• 700 & Above Employee

• CIB - Middle Officer Corporate (Internship)

  • Sep 2015 - Aug 2016

  - Ensure the receipt, processing and monitoring of current operations; - Identify and contact the different departments of the bank involved in the response to provide customers and ensure the finalization; - Provide support to sales people on operational issues; - Ensure the receipt, processing and monitoring of current operations; - Identify and contact the different departments of the bank involved in the response to provide customers and ensure the finalization; - Provide support to sales people on operational issues;


Galeries Lafayette - LE BHV MARAIS
• Sales Advisor

  • Sep 2013 - Aug 2015