Sarah Hathaway

Compliance Manager at AAO Global Limited
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Contact Information
us****@****om
(386) 825-5501
Location
Isle of Man, IM

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Bio

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Experience

  • AAO Global Limited
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Compliance Manager
      • Aug 2023 - Present

  • none
    • Isle of Man
    • Head Of Compliance and MLRO
      • Jan 2020 - Aug 2021

  • MuchBetter
    • United Kingdom
    • Financial Services
    • 1 - 100 Employee
    • Compliance Administrator
      • Apr 2019 - Jul 2019

  • Knox House Trust Limited
    • Isle of Man
    • Financial Services
    • 1 - 100 Employee
    • Statutory & Compliance Administrator
      • Aug 2018 - Feb 2019

  • Trident Trust
    • Financial Services
    • 500 - 600 Employee
    • New Business and Statutory Compliance Administrator
      • Apr 2017 - Aug 2018

  • Duncan Lawrie Private Banking
    • United Kingdom
    • Financial Services
    • 1 - 100 Employee
    • FFC Assistant
      • Aug 2015 - Mar 2017

      To assist the Risk & FFC Officer on all FFC responsibilities, ensuring that the company is compliant with regulatory requirements. Skills requirements • Strong AML Investigation skills • Experience in reviewing transactions • Well versed in AML and Terrorist financing trends • Able to conduct complex investigations • Sanction / Politically Exposed People (PEP) experience • Customer Due Diligence & Enhanced Due Diligence • Team player • Good communication skills • Willing to undertake external training pertinent to the role Show less

  • AXA
    • France
    • Insurance
    • 700 & Above Employee
    • Administrative Assistant
      • Feb 2013 - Jul 2015

      Externally managed and custody account maintenance. Externally managed and custody account maintenance.

Education

  • The Manchester Metropolitan University
    BA (Hons) Accounting and Finance
  • International Compliance Association
    International Diploma, Anti Money Laundering
    2017 - 2018
  • International Compliance Assocation
    International Diploma, Fighting Financial Crime
    2016 - 2017
  • St Ninian's High School

Community

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