Sara Pelikan
Personal Assistant to Senior Financial Planner at AAM Advisory Pte Ltd- Claim this Profile
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Spanish Elementary proficiency
Topline Score
Bio
Credentials
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General Securities Principal, Series 24
Financial Industry Regulatory Authority (FINRA)May, 2010- Nov, 2024 -
General Securities Representative, Series 7
Financial Industry Regulatory Authority (FINRA)Feb, 2007- Nov, 2024 -
Registered Investment Advisor Representative and Securitites Agent, Series 66
Financial Industry Regulatory Authority (FINRA)Sep, 2008- Nov, 2024
Experience
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AAM Advisory Pte Ltd
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Singapore
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Financial Services
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1 - 100 Employee
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Personal Assistant to Senior Financial Planner
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Jan 2016 - Present
New Business and Client Servicing Administration
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Technical Specialist Support
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Oct 2013 - Dec 2015
UK Pension Transfers
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Relocation Support
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Jun 2013 - Oct 2013
Relocate from the United States to Singapore. Create a home for our family, learn the local cultures and practices. Relocate from the United States to Singapore. Create a home for our family, learn the local cultures and practices.
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Cutter & Company, Inc.
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United States
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Financial Services
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1 - 100 Employee
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Compliance Auditor
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May 2010 - Jun 2013
Audit branch offices: visit offices to inspect client files and written correspondence, demonstrate retention of Firm and Regulatory agency required files, create a written response and monitor branch office for reply and compliance with changes required. Supervise trade activity, email correspondence and account applications for assigned remote branch. Prioritize work load of three roles: Operations, Branch Supervision and Branch Audits.
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Operations Specialist
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Jun 2006 - Jun 2013
Respond to requests from clients and registered representatives regarding account opening, maintenance and activity. Coordinate with various departments to process transactions and resolve problems in client accounts. Review and process applications and documentation. Receive checks and make deposits to client accounts. Submit securities and fund orders to trade vendors in absence of primary trader.
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Walgreens
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United States
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Retail
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700 & Above Employee
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Assistant Store Manager
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Oct 2003 - Jan 2006
Lead store employees by prioritizing, delegating and inspecting assignments. Manage store funds by frequently auditing cash drawers, processing cash register turn-ins, submitting cash drops to Brinks and maintaining balance in store safe. Control inventory while maximizing profits by receiving vendor deliveries, ordering stock for upcoming adds, planning and building displays and preventing employee and customer theft. Lead store employees by prioritizing, delegating and inspecting assignments. Manage store funds by frequently auditing cash drawers, processing cash register turn-ins, submitting cash drops to Brinks and maintaining balance in store safe. Control inventory while maximizing profits by receiving vendor deliveries, ordering stock for upcoming adds, planning and building displays and preventing employee and customer theft.
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Citi
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United States
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Financial Services
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700 & Above Employee
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Senior Customer Service Representative
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May 2003 - Oct 2003
Assist customers with account questions, request for additional funds and account delinquency. Generate sales applications from sales leads and existing customer accounts. Process loan closings, resolve delinquency on existing accounts, post payments to account and manage cash drawer. Assist customers with account questions, request for additional funds and account delinquency. Generate sales applications from sales leads and existing customer accounts. Process loan closings, resolve delinquency on existing accounts, post payments to account and manage cash drawer.
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Edward Jones
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United States
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Financial Services
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700 & Above Employee
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Service Specialist II
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Sep 2001 - May 2003
Provide support to branch office staff by phone call and email using department resources and escalation. Research upcoming policy and procedure changes and provide highlights to my team. Manage team meetings by creating topic agendas, coordinating presentations from team members and guest speakers from other departments. Provide support to branch office staff by phone call and email using department resources and escalation. Research upcoming policy and procedure changes and provide highlights to my team. Manage team meetings by creating topic agendas, coordinating presentations from team members and guest speakers from other departments.
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Education
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1999 - 2003
Maryville University of Saint Louis
Bachelor's Degree, Business Administration
Community
