Sara A. Bakker

Securities Financial Examiner at District of Columbia Department of Insurance, Securities and Banking (DISB)
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Contact Information
us****@****om
(386) 825-5501
Location
United States, US

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Credentials

  • TRM Crypto Fundamentals Certification (TRM-CFC)
    TRM Labs
    Jul, 2023
    - Oct, 2024

Experience

  • District of Columbia Department of Insurance, Securities and Banking (DISB)
    • United States
    • Government Administration
    • 1 - 100 Employee
    • Securities Financial Examiner
      • Oct 2022 - Present

      NASAA Enforcement Emerging Trends Project Group. NASAA Enforcement Emerging Trends Project Group.

  • Sara Bakker Law Firm
    • Principal Attorney and Investor
      • Jan 2012 - Oct 2022

      Bond offering of Legends Charter School in Prince George's Maryland. Contract arbitration and mediation through the AAA construction industry practice. Family Law litigation concerning guardianship, interstate child custody disputes, and separation/divorce settlements. Estate Planning and probate filings. (2019-2022, 3 yrs 10 mos). Real property portfolio investment and management (2014 to present). Bond offering of Legends Charter School in Prince George's Maryland. Contract arbitration and mediation through the AAA construction industry practice. Family Law litigation concerning guardianship, interstate child custody disputes, and separation/divorce settlements. Estate Planning and probate filings. (2019-2022, 3 yrs 10 mos). Real property portfolio investment and management (2014 to present).

  • FINRA
    • United States
    • Financial Services
    • 700 & Above Employee
    • Corporate Finance Analyst and Enforcement Investigator
      • Sep 2008 - Dec 2011
  • Publisher: Thomson West now Thomson Reuters - Law Books West Publishing
    • Author of Short Sale Regulation, Chapter 10 of Emerging Trends in Securities Law 2009-10
      • Mar 2009 - Jun 2010
  • Maryland Judiciary
    • United States
    • Administration of Justice
    • 400 - 500 Employee
    • Judicial Law Clerk to the Honorable Michele D. Hotten, Circuit Court Prince George's County
      • Aug 2007 - Sep 2008
  • Publisher: Thomson West now Thomson Reuters - Law Books West Publishing.
    • Research Asst to Samuel Wolff, co-author of Emerging Trends in Securities Law
      • Mar 2008 - Aug 2008

Education

  • Georgetown University Law Center
    LL.M., Securities Regulation
  • The George Washington University
    Bachelor's degree, Double Major in Communication and Political Science. Focus on Computer Science courses.
  • The Catholic University of America, Columbus School of Law
    Juris Doctorate, Banking, Corporate, Finance, and Securities Law

Community

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