Sandye Gallagher
Office Coordinator at The Creekside School- Claim this Profile
Click to upgrade to our gold package
for the full feature experience.
Topline Score
Bio
Credentials
-
Series 63 - Uniform Securities Agent State Law Exam
FINRA (Financial Industry Regulatory Authority)Jun, 2004- Nov, 2024 -
Series 7 - General Securities Representative
FINRA (Financial Industry Regulatory Authority)May, 2002- Nov, 2024
Experience
-
The Creekside School
-
United States
-
Individual and Family Services
-
1 - 100 Employee
-
Office Coordinator
-
Jan 2019 - Present
The Creekside School is a nonprofit 501(c)(3) nonpublic and private school serving students with autism in 1st-12th grade and Post-Secondary. We are on a mission to improve quality of life for students and their families. The Creekside School is a nonprofit 501(c)(3) nonpublic and private school serving students with autism in 1st-12th grade and Post-Secondary. We are on a mission to improve quality of life for students and their families.
-
-
-
LPL Financial
-
United States
-
Financial Services
-
700 & Above Employee
-
Registered Sales Assistant
-
Dec 2002 - Jan 2018
Facilitated the establishment of this independent brokerage firm. Managed all day to day functions of a boutique brokerage firm; worked directly with owner/President. Responsibilities include but are not limited to: • Performed operational and administrative tasks required of the firm • Communicated with attorneys, accountants, CPAs, and other centers of influence • Researched and created historical cost basis for clients dating over 30 years • Created date-of-death valuations • Created client income reports. • Created and maintained compliant customer files. • Designed and produced various customized financial reports. • Analyzed company financials, developed statistical spreadsheets for in-house use • Responsible for clients Required Minimum IRA Distributions including relevant outside assets. • Helped interview, hire, train, manage, and evaluate support personnel. • Processed ACATs, DTCs and 1035 exchanges. • Processed charitable gifting and issued informational tax donation receipts. • Executed mutual fund, fixed income, equity, and institutional trades. • Processed ADP payroll, • Processed client payouts, wire transfers, ACH’s, and journals. • Created client financial statement and planning binders. • Monitored and tracked broker commissions especially from outside vendors. • Negotiated and evaluated service contracts and technology acquisitions. • Ordered supplies and office equipment. • Responsible for customer inquiries and problem solving; provided assistance in building client base. • Assisted agent in the preparation and presentation of proposals.
-
-
-
Wells Fargo Advisors
-
United States
-
Financial Services
-
700 & Above Employee
-
Registered Sales Assistant
-
Jun 2001 - Dec 2002
• Attained Series 7 & 63 securities license. • Produced client financial reports using Advent Software and Excel. • Responsible for organizing client appreciation dinners. Provided support to Senior Vice President specializing in retirement, estate and investment planning. • Attained Series 7 & 63 securities license. • Produced client financial reports using Advent Software and Excel. • Responsible for organizing client appreciation dinners. Provided support to Senior Vice President specializing in retirement, estate and investment planning.
-
-
-
First Security Van Kasper
-
San Jose
-
Executive Administrative Assistant
-
Mar 2000 - Jun 2001
Assisted the Branch Office Manger is various administrative duties: scheduled meetings, conferences, answered incoming calls, and maintained Relative Strength Charts to capture and track stock market trends. First Security Van Kasper was acquired by Wells Fargo Investments in June of 2001. Assisted the Branch Office Manger is various administrative duties: scheduled meetings, conferences, answered incoming calls, and maintained Relative Strength Charts to capture and track stock market trends. First Security Van Kasper was acquired by Wells Fargo Investments in June of 2001.
-
-
Education
-
San Jose State University
Behavioral Sciences
Community
