Experience

HPS Investment Partners, LLC

• United States
• Financial Services
• 400 - 500 Employee

• Vice President Compliance

  • Jul 2019 - Present



NF Trinity Capital (Hong Kong) Limited

• Hong Kong

• Legal & Compliance Officer

  • Jan 2015 - Jun 2019

  NF Trinity Capital (Hong Kong) Limited is an SFC licensed corporation engaging in type 4 and type 9 regulated activities (i.e. advising in securities and asset management). My major duties include but not limited to: (1) Legal - reviewing and drafting agreement (e.g. loan facility, consultancy, confidentiality, bank account opening documents, ISDA and fund investment, etc.), facilitating finance/ M&A projects, conducting research on local and international laws & regulations; and (2) Compliance - doing regular filings with the SFC, giving approvals on personal trades of staff members, maintaining CPT records for the licensed representatives, KYC, AML, etc.)



Nan Fung Group

• Hong Kong
• Real Estate
• 200 - 300 Employee

• Legal & Compliance Officer

  • Aug 2011 - Dec 2014

  Nan Fung Investment Adviser Limited (NFIA) of the Nan Fung Group is an SFC licensed corporation engaging in type-9 (asset management) activities. My major duties at NFIA are: (1) Legal - reviewing and drafting different kinds of agreement (e.g. loan facility agreements, consultancy agreements, confidentiality agreements, bank account opening documents, ISDA agreements, etc.); and (2) Compliance - doing various regular filings with the SFC, giving approvals on personal trades of staff members, maintaining CPT records for the licensed representatives, KYC, AML, etc.)



Latham & Watkins

• United States
• Law Practice
• 700 & Above Employee

• Paralegal

  • Feb 2008 - Jul 2011

  Engaging in US and HK IPOs (e.g. conducting due diligence, filings with the SEC and HKEX, reviewing the drafts of prospectus), M&A (e.g. engaging in the due diligence, producing the due diligence report, etc.) and litigation (e.g. conducting office sweeps, document production, translating legal documents, etc.) Engaging in US and HK IPOs (e.g. conducting due diligence, filings with the SEC and HKEX, reviewing the drafts of prospectus), M&A (e.g. engaging in the due diligence, producing the due diligence report, etc.) and litigation (e.g. conducting office sweeps, document production, translating legal documents, etc.)



Sa Sa International Holdings Limited

• Hong Kong
• Retail
• 300 - 400 Employee

• Legal Officer

  • Sep 2006 - Jan 2008

  Reviewing and drafting agreements (e.g. tenancy agreements, sales and purchase agreements, distribution agreements, etc.), Intellectual property (e.g. trademark application, actions against trademark infringement in HK, PRC and other jurisdictions), litigation (e.g. reviewing documents for criminal and civil litigation), insurance (e.g. reviewing insurance policies, labour claims), providing legal support to HR Dept and others (e.g. dealing with all sorts of legal-related matters). Reviewing and drafting agreements (e.g. tenancy agreements, sales and purchase agreements, distribution agreements, etc.), Intellectual property (e.g. trademark application, actions against trademark infringement in HK, PRC and other jurisdictions), litigation (e.g. reviewing documents for criminal and civil litigation), insurance (e.g. reviewing insurance policies, labour claims), providing legal support to HR Dept and others (e.g. dealing with all sorts of legal-related matters).