Sally Neo
Assistant Manager, CIB KYC Team at ABN AMRO Bank N.V.- Claim this Profile
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Bio
Credentials
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ICA Certificate in Anti Money Laundering
International Compliance Association -
Investment Operations Certificate (IOC)
The Chartered Institute for Securities & Investment (The CISI)
Experience
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ABN AMRO Bank N.V.
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Netherlands
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Banking
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700 & Above Employee
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Assistant Manager, CIB KYC Team
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Jul 2017 - Present
- Managed end-to-end KYC process (Onboarding,Periodic Review, Event-Driven Review).- Assessed client documentation, identify specific requirements, ensure validity and accuracy of client information and client documentation.- Performed and evaluate screening results, client profile and sustainability assessment results.- Perform gap analysis to identify any new/refreshed information and supporting documentation that will be applied on an existing client KYC profile at the time of reviewed based on current global and local requirements. - Coordinate with clients and internal stakeholders to facilitate KYC review.- Complete KYC pack to ensure accuracy and completeness for submission with group policy and local regulatory requirements are met. Show less
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Static Data Assistant Manager
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Feb 2012 - Jun 2017
- Checked and authorised financial instruments (FIs) for PBI clients.- Ensure daily, weekly and monthly mark-to-market prices are process accurately in a timely manner. - Ensure that custody fees charged by the various custodian being paid in a timely manner.- Ensure that management fees and custody fees incurred by clients are being debited from their accounts.- Supervise and provide guidance to team of 4 inputters and authorisers.- Support new/enhanced PC products implementation by perform UAT.- Discuss, review and make changes to streamline operational process. - Prepare monthly department statistics for management review. Show less
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Settlement Officer
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Oct 2009 - Feb 2012
- Authorised of settlement transactions (Accumulator/Decumulator and Structured Products) for PBI clients.- Ensure clients’ transactions are accurately recorded in the core banking system and all reporting are timely delivered to the clients at the agreed stipulated time. - Liaise with internal stakeholders and external parties like brokers, custodian in order to resolve any settlement issues encountered.- Authorised of SWIFT instructions for trade settlements and payments to custodian.- Ensure un-reconciled items in cash accounts are attended.- Discuss, review and make changes to streamline operational process. Support new/enhanced PC products implementation. Show less
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Education
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The University of Western Australia
Bachelor of Commerce, Economics/Finance/Money and Banking
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