Experience

Plenitude Consulting

• United Kingdom
• Business Consulting and Services
• 1 - 100 Employee

• Senior Manager

  • Oct 2023 - Present



Wainscott Primary School

• Kent, United Kingdom

• Co-Opted School Governor

  • Sep 2016 - Present

  I was elected as a co-opted governor in September 2016. School governors provide strategic leadership and accountability in schools. Governors appoint the head teacher and deputy headteacher. In some schools the site is owned by the governing board. It is governors who hold the main responsibility for finance in schools, and it is governors who work with the headteacher to make the tough decisions about balancing resources. As a governor I sit on the Pupil Progress committee and I am also a member of the Full Governing Body. Show less



Woodpecker Football Club

• United Kingdom
• Spectator Sports

• Chairman

  • Jul 2018 - Present

  I am the club Chairman and Club Welfare Officer. I also actively coach the weekly soccer school sessions aimed at 4-6 year old boys and girls, along with managing my own team which my son plays in. I am currently taking my FA Level 2 coaching badge I am the club Chairman and Club Welfare Officer. I also actively coach the weekly soccer school sessions aimed at 4-6 year old boys and girls, along with managing my own team which my son plays in. I am currently taking my FA Level 2 coaching badge



EY

• United Kingdom
• IT Services and IT Consulting
• 700 & Above Employee

• Senior Manager

  • Apr 2018 - Sep 2023



Navigant

• United States
• Business Consulting and Services
• 700 & Above Employee

• Assoc. Director - Global Investigations & Compliance | Navigant

  • Nov 2016 - Apr 2018



BNP Paribas

• France
• Banking
• 700 & Above Employee

• Deputy MLRO - Sanctions, Monitoring and Controls

  • Feb 2016 - Oct 2016



Accenture

• Ireland
• Business Consulting and Services
• 700 & Above Employee

• Senior Manager - Management Consultant - Finance & Risk

  • May 2014 - Feb 2016



JPMorgan Chase & Co.

• United States
• Financial Services
• 700 & Above Employee

• Global Financial Crimes — Head of EMEA AML/Sanctions Testing Team

  • Jan 2013 - May 2014

  Managed a team of 7 dedicated AML/Sanctions/AB&C compliance testers that conduct targeted reviews to assess the design and effectiveness of the firm's AML/Sanctions/AB&C controls and processes for compliance with applicable AML/OFAC/Sanctions regulations and adherence to corporate AML/Sanctions policies, procedures, and processes.Managed a team of 2 dedicated Quality Assurance testers that conduct monthly quality assurance testing of SARs and Case to Non-SARs for all EMEA lines of business. Show less

• Vice President – EMEA Compliance Monitoring and Testing

  • Nov 2011 - Jan 2013

  Conducting Compliance Testing across the Investment Bank for the EMEA regions. • Leading on-site Desk and Branch reviews encompassing the following aspects:• Identifying key areas of risk as part of the planning & scoping phase and developing appropriate test matrices for validation testing.• Validating compliance with established policies & procedures and applicable regulations.• Developing recommendations for corrective action based on review findings.• Working with business compliance officers and management to agree on appropriate action plans, including providing solutions to complex issues.• Draft accurate and concise written reports.• Management of open issues arising from testing and ensuring that associated action plans are addressed.• Ensure reviews are completing on time and in accordance with the Global Monitoring and Testing Standards. Show less



Barclays Corporate & Investment Bank

• United States
• Financial Services
• 700 & Above Employee

• Vice President – EMEA Compliance Risk Reviews

  • Dec 2010 - Nov 2011

  Conducting Compliance Risk Reviews throughout the Barclays Capital EMEA regions. • Leading on-site Desk and Branch reviews encompassing the following aspects: • Identifying key areas of risk as part of the planning & scoping phase and developing appropriate test matrices for validation testing. • Validating compliance with established policies & procedures and applicable regulations. • Developing recommendations for corrective action based on review findings. • Working with business compliance officers and management to agree on appropriate action plans, including providing solutions to complex issues. • Draft accurate and concise written reports. • Following-up on action plans to verify that corrective action has been effectively implemented and provide sign off where appropriate. • Ensure reviews are completing on time and in accordance with the project plan. • Assisting in the completion of the Barclays Capital Compliance Risk Assessment process and analyses of results. • Identifying key business areas to be reviewed upon completion of the Risk Assessment process. Show less



Northern Trust

• United States
• Financial Services
• 700 & Above Employee

• Compliance Consultant Monitoring & Testing Lead

  • May 2008 - Dec 2010

  •Conducting full Monitoring and Testing reviews across all business units, covering all aspects of the FSA handbook e.g. SYSC, APER, COBS, MAR. In addition focusing on Compliance with internal policies/procedures globally and locally. •Production of Monitoring and Testing reports, ensuring all findings are communicated effectively to the business unit and to all levels of Senior Management. •Assessing potential control weaknesses and providing advice in relation the improving these. •Recommending changes or enhancements to improve efficiencies in processes. •Management of the London Issue Tracker Database and associated monthly reporting. •Assisting the TA Business Unit with the KYC Remediation project. Ensuring the documents obtained meet the required standard. •Assisting the Regional Manager with EMEA Monitoring and Testing Planning. •Co-ordinating with internal audit management to discuss testing efforts. Show less



Lloyds Banking Group

• United Kingdom
• Financial Services
• 700 & Above Employee

• Lloyds TSB Corporate Markets - Assistant Compliance Manager

  • Jun 2006 - May 2008

  Duties and Responsibilities – Monitoring, Back Office Advisory & Deputy for Financial Crime Duties and Responsibilities – Monitoring, Back Office Advisory & Deputy for Financial Crime



Coutts

• United Kingdom
• Banking
• 700 & Above Employee

• Field Monitoring Manager

  • Oct 2005 - May 2006



BSI Bank

• Switzerland
• Financial Services
• 100 - 200 Employee

• BSI AG Private Bank - Assistant Compliance Officer

  • Jul 2004 - Sep 2005



Merrill Lynch

• United States
• Financial Services
• 700 & Above Employee

• Assistant Service Manager

  • Jun 1998 - Jul 2004

  Job Title: Assistant Service Manager (October 2001 – July 2004) Job Title: Compliance Bookkeeper (April 2000 - September 2001) Job Title: Admin & Control Assistant (August 1999 - April 2000) Job Title: International Messenger (June 1998 - August 1999) Job Title: Assistant Service Manager (October 2001 – July 2004) Job Title: Compliance Bookkeeper (April 2000 - September 2001) Job Title: Admin & Control Assistant (August 1999 - April 2000) Job Title: International Messenger (June 1998 - August 1999)