Rui Shi, CFP®, CFA®

Financial Planner at 5 Financial
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Contact Information
us****@****om
(386) 825-5501
Location
Greater Sydney Area, AU
Languages
  • English Full professional proficiency
  • Chinese Native or bilingual proficiency

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Bio

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Credentials

  • Certified Financial Planner (CFP)
    Financial Planning Association (FPA)
    Feb, 2022
    - Oct, 2024
  • Accredited Aged Care Professional
    Aged Care Steps Pty Ltd
    Aug, 2021
    - Oct, 2024
  • Advanced Diploma of Financial Planning
    Mentor Education
    Jun, 2018
    - Oct, 2024
  • CFA Charter
    CFA Institute
    Jun, 2018
    - Oct, 2024
  • Self Managed Super Fund (SMSF)
    Kaplan Professional
    Oct, 2014
    - Oct, 2024
  • Diploma of Financial Planning
    Mentor Education - RG146 Training Australia
    Aug, 2012
    - Oct, 2024
  • Mandarin - English Para Interpreter
    NATIONAL ACCREDITATION AUTHORITY FOR TRANSLATORS AND INTERPRETERS LTD.
    Dec, 2011
    - Oct, 2024

Experience

  • 5 Financial
    • Australia
    • Financial Services
    • 1 - 100 Employee
    • Financial Planner
      • Oct 2021 - Present
  • Commonwealth Bank
    • Australia
    • Financial Services
    • 700 & Above Employee
    • Financial Planner
      • May 2015 - Oct 2021

      • Working closely with 50+ staff members in the Commonwealth Bank Sydney CBD branches to drive quality referrals • Helping clients make informed decisions and achieve their financial goals in all aspects of financial advice including insurance, investment, superannuation, Centrelink, and retirement planning. • Helping more clients through flexible advice delivery methods including meeting in-person and remotely via phone and video conference • Ensuring that all advice to clients is timely, appropriate, and in the clients’ best interest Show less

  • Enrizen Financial Group
    • Australia
    • Financial Services
    • 1 - 100 Employee
    • Financial Planner
      • Jul 2014 - May 2015

      • Prospected new opportunities through highly structured and consistent business development activities. • Successfully developed and maintaining key referral relationships with lawyers and accountants. • Provided ongoing service (strategic financial planning, investment, superannuation and personal risk advice) to existing clients. • Gained proficiency in a range of CRM systems including COIN, Astute Wheel, MyProsperity and Xero. • Contributed to continuous process improvement and ensuring a high level of compliance. Show less

    • Paraplanner / Adviser Assistant
      • Jul 2013 - Apr 2014

      • Gained high experience in COIN modules and consistently produced high-quality SoA before deadlines. • Assisted senior advisers in researching complex strategies and developing holistic advice. • Led and mentored junior paraplanner and client service officer. • Gained high experience in COIN modules and consistently produced high-quality SoA before deadlines. • Assisted senior advisers in researching complex strategies and developing holistic advice. • Led and mentored junior paraplanner and client service officer.

  • State Street Bank
    • Account Analyst - Fund Operation
      • Mar 2013 - May 2013

      • Provided accurate and timely fund valuation for 3 hedge funds and ETFs. • Worked in ETF COE of 10 people, collaborated with over 10 specialist teams in State Street Sydney, Hangzhou, Mumbai, Toronto, Hong Kong and Boston. • Made 50+ daily deliverables accurately and timely. • Assisted in answering 30+ queries daily from fund managers, unit registries, custodians and other external clients. • Wrote and updated 5 major operating procedures with 3 months. • Streamlined valuation process and increased team performance by 30% measured by accuracy and timeliness. Show less

Education

  • University of New South Wales
    Master of Commerce, Finance
    2010 - 2012
  • Curtin University of Technology
    Bachelor of Management, Accounting
    2009 - 2010
  • Nanjing Audit University
    Bachelor of Management, Accounting
    2006 - 2009

Community

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