Rozhan Max Mallender
Compliance Monitoring Analyst at The Marlborough Group- Claim this Profile
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Bio
Richard Bate
Rozhan and I worked together for over 2 years during which time I found him to be a highly professional performer with a strong desire to "do the right thing". He updated the CBAFL documentation suite and provided critical support and advice to all our offices. He was instrumental in setting up online access to documentation and implementing essential documentation controls. I would have no hesitation in recommending Rozhan.
Rhys Burton
I had the pleasure of working closely with Rozhan over a 4 year period, which included the re-design and implementation of Close Brother’s financial agreement forms and legal documents. Rozhan was responsible for briefing our design studio, reviewing proofs, and providing feedback for all projects, and his instructions were always well thought-out and articulate. Continuous feedback throughout every project was always extremely concise and clear, but also gave our studio the freedom to use our expertise. We worked together to solve any problems creatively and overcome design and technical issues, and we established a strong and streamlined working relationship. When the Close Brothers account was transferred to ARC’s London office, we also worked together to continually improve the relationship between the two companies - improving processes, reporting and establishing mutually beneficial SLAs. Rozhan’s organisational skills and attention to detail are second-to-none and he handled the most complex projects with ease. It was a pleasure working with Rozhan on every project.
Richard Bate
Rozhan and I worked together for over 2 years during which time I found him to be a highly professional performer with a strong desire to "do the right thing". He updated the CBAFL documentation suite and provided critical support and advice to all our offices. He was instrumental in setting up online access to documentation and implementing essential documentation controls. I would have no hesitation in recommending Rozhan.
Rhys Burton
I had the pleasure of working closely with Rozhan over a 4 year period, which included the re-design and implementation of Close Brother’s financial agreement forms and legal documents. Rozhan was responsible for briefing our design studio, reviewing proofs, and providing feedback for all projects, and his instructions were always well thought-out and articulate. Continuous feedback throughout every project was always extremely concise and clear, but also gave our studio the freedom to use our expertise. We worked together to solve any problems creatively and overcome design and technical issues, and we established a strong and streamlined working relationship. When the Close Brothers account was transferred to ARC’s London office, we also worked together to continually improve the relationship between the two companies - improving processes, reporting and establishing mutually beneficial SLAs. Rozhan’s organisational skills and attention to detail are second-to-none and he handled the most complex projects with ease. It was a pleasure working with Rozhan on every project.
Richard Bate
Rozhan and I worked together for over 2 years during which time I found him to be a highly professional performer with a strong desire to "do the right thing". He updated the CBAFL documentation suite and provided critical support and advice to all our offices. He was instrumental in setting up online access to documentation and implementing essential documentation controls. I would have no hesitation in recommending Rozhan.
Rhys Burton
I had the pleasure of working closely with Rozhan over a 4 year period, which included the re-design and implementation of Close Brother’s financial agreement forms and legal documents. Rozhan was responsible for briefing our design studio, reviewing proofs, and providing feedback for all projects, and his instructions were always well thought-out and articulate. Continuous feedback throughout every project was always extremely concise and clear, but also gave our studio the freedom to use our expertise. We worked together to solve any problems creatively and overcome design and technical issues, and we established a strong and streamlined working relationship. When the Close Brothers account was transferred to ARC’s London office, we also worked together to continually improve the relationship between the two companies - improving processes, reporting and establishing mutually beneficial SLAs. Rozhan’s organisational skills and attention to detail are second-to-none and he handled the most complex projects with ease. It was a pleasure working with Rozhan on every project.
Richard Bate
Rozhan and I worked together for over 2 years during which time I found him to be a highly professional performer with a strong desire to "do the right thing". He updated the CBAFL documentation suite and provided critical support and advice to all our offices. He was instrumental in setting up online access to documentation and implementing essential documentation controls. I would have no hesitation in recommending Rozhan.
Rhys Burton
I had the pleasure of working closely with Rozhan over a 4 year period, which included the re-design and implementation of Close Brother’s financial agreement forms and legal documents. Rozhan was responsible for briefing our design studio, reviewing proofs, and providing feedback for all projects, and his instructions were always well thought-out and articulate. Continuous feedback throughout every project was always extremely concise and clear, but also gave our studio the freedom to use our expertise. We worked together to solve any problems creatively and overcome design and technical issues, and we established a strong and streamlined working relationship. When the Close Brothers account was transferred to ARC’s London office, we also worked together to continually improve the relationship between the two companies - improving processes, reporting and establishing mutually beneficial SLAs. Rozhan’s organisational skills and attention to detail are second-to-none and he handled the most complex projects with ease. It was a pleasure working with Rozhan on every project.
Credentials
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Investment Management Certificate (IMC)
CFA UKMay, 2023- Sep, 2024
Experience
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The Marlborough Group
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United States
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Business Consulting and Services
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Compliance Monitoring Analyst
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Jan 2021 - Present
Compliance monitoring analyst conducting thematic reviews across the business - including areas such as: * Client Money * Fund Liquidity * Business Continuity Planning and Disaster Recovery * Best Execution * Fund Pricing Compliance monitoring analyst conducting thematic reviews across the business - including areas such as: * Client Money * Fund Liquidity * Business Continuity Planning and Disaster Recovery * Best Execution * Fund Pricing
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