Experience

SMBC Nikko Securities America, Inc.

• United States
• Investment Banking
• 200 - 300 Employee

• VP Operations Specialist

  • Aug 2022 - Present

  New York City Metropolitan Area



HSBC

• United Kingdom
• Financial Services
• 700 & Above Employee

• Assistant Vice President

  • Aug 2013 - Aug 2022

  Greater New York City Area • Responsible for confirming broker, dealer, and Repo trades on a Real Time basis. • Confirm trades via FICC system, and resolve and escalate any discrepancies to the trading desk. • Confirm all affiliate trades, and fails with Brokers and Dealers. • Work along Settlements to ensure all breaks and discrepancies are actioned and resolved accordingly. • Investigate and resolve all open Cash Rec issues. • Work on claims outside of TMPG fails policy. • Resolve all Repricing and… Show more • Responsible for confirming broker, dealer, and Repo trades on a Real Time basis. • Confirm trades via FICC system, and resolve and escalate any discrepancies to the trading desk. • Confirm all affiliate trades, and fails with Brokers and Dealers. • Work along Settlements to ensure all breaks and discrepancies are actioned and resolved accordingly. • Investigate and resolve all open Cash Rec issues. • Work on claims outside of TMPG fails policy. • Resolve all Repricing and Pair off issues. • Process wires for Syndicate Closings and ensure all wiring instructions are aligned with Global Standards. • Reconciling all Syndicate incoming and outgoing wires with the daily reporting of the TLM Cash Rec, and the FTP journal submissions. • Maintain an accurate report of all unmatched trades, and ensure that trades settled on a timely manner. • Served as a Trainer and adviser for the Bangalore P & S Offshore team Generate, review, and execute ISDA based trade confirmations. Verify and review trade economic details and manually upload eligible trades into DTCC/Markitwire. Liaise with traders, sales, and legal to produce confirmations for Vanilla and Structured deals. Ensure confirmations are drafted against trade booking and term sheets. Resolve discrepancies relating to confirmations with sales, trades, clients and operations. Provide accurate and timely execution for all OTC derivatives confirmation received from dealers and client. Communicate effectively with internal and external entries to ensure accurate and timely resolution of queries. Accountable for the development of high level reporting on a daily basis (i.e. Dodd Frank, FED Targets, internal MIS reporting). Participate in process improvement initiatives and system development. Show less



CEMEX

• Mexico
• Wholesale Building Materials
• 700 & Above Employee

• Investors Relations Assistant

  • Apr 2010 - Aug 2013

  New York, NY



Lehman Brothers

• Capital Markets
• 700 & Above Employee

• Fixed Income Derivatives Analyst

  • Aug 2005 - Jul 2009