Rohit Rastogi
Vice President Operational Risk Management at Citibank- Claim this Profile
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Bio
Credentials
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Microsoft Azure Fundamentals AZ-900
MicrosoftOct, 2021- Nov, 2024 -
Sun Certified Web Component Developer for Java 2EE (SCWCD)
Sun MicrosystemsAug, 2010- Nov, 2024 -
Sun Certified Java Programmer
Sun MicrosystemsNov, 2009- Nov, 2024 -
Certification in Risk and Information Systems Control (CRISC)
ISACAAug, 2021- Nov, 2024
Experience
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4moles.com
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Financial Services
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100 - 200 Employee
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Vice President Operational Risk Management
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Nov 2021 - Present
First Line of Defence - Responsible for all 4 quadrants of Risk i.e. Risk Identification, Risk Assessment, Risk Mitigation and Risk Reporting. Thematic Analysis of Major Incidents within the bank. Responsible for conducting Control Assessments. Managing Operational Risk Metrics Key Indicators. Regulatory and Audit Engagements. Issue and Corrective Action Plan Management. First Line of Defence - Responsible for all 4 quadrants of Risk i.e. Risk Identification, Risk Assessment, Risk Mitigation and Risk Reporting. Thematic Analysis of Major Incidents within the bank. Responsible for conducting Control Assessments. Managing Operational Risk Metrics Key Indicators. Regulatory and Audit Engagements. Issue and Corrective Action Plan Management.
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UBS
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Switzerland
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Financial Services
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700 & Above Employee
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Information Technology Risk Manager
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Jan 2019 - Oct 2021
- Responsible for supporting the GCOO Management Teams to effectively manage operational risk, security risk, regulatory risk, audit (internal & external) in the Investment Bank Technology functions.- Work closely with IT Operational Risk Management, Operational Risk Control, Group IT Security Technology as well as with peer risk remediation managers.- Review and constantly optimize the Investment Bank Derivatives & Solutions IT Operational Risk & Control Framework.- Ensuring the timely and accurate delivery of the Investment Bank Technology Internal Control Assessment Process, including access controls, cyber, release, testing and vulnerability.- Ensuring that the Investment Bank Technology risk profile is actively managed through controls, remediation activities (direct and indirect) and policy implementation.- Monitor Operational Risk item logs and identify any new actions as required, agree remediation actions, responsibilities and schedules arising from the above. Track and report status against all tasks, escalating proactively as appropriate.- Chair the Investment Banking Derivatives and Solutions Monthly Risk Board- Proactively risk assess new initiatives to ensure they are compliant to corporate policy and do not create new risks for the business.
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Change Manager
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Jan 2018 - Jan 2019
Product Change Manager - Treasury Products ( Forex, Precious Metals & Money Market)- Sub Stream Change Lead- Managing a group of functional Business Analysts, Scrum teams across the APAC region to ensure required amount of support to the transformation programs.- Financial Planning - Budgeting, estimation and tracking.- Resource Forecasting- Collaboration with other stream leads to work on project plans.
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Business Operations Analyst
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Mar 2016 - Dec 2017
- Involved in Successful Roll-out of One Wealth Management Platform in APAC.- Lead Business Analyst for Forex and Precious Metal products in Operations Area focusing on the changes to lifecycle management and settlement processes of these products.- Led Migration- Business Process Modelling.- Stakeholder Requests.- Business Impact Analysis- Defining Target Operating Model- Business Integration
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Business Analyst
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Jun 2015 - Mar 2016
- • In depth functional knowledge of various Singapore and Hong Kong RTGS and ACH payment systems such as MEPS+, CHATS, GIRO3 and ECG etc.- Worked in Operations Change Group for One Wealth Management Platform - Phoenix Project for APAC region on Payments module.- Use Case Preparation- Business Process Modelling.- Stakeholder Requests.- Business Impact Analysis- Defining Target Operating Model- Business Integration
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Product Management Intern
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Nov 2014 - May 2015
- As a Gap Analyst,worked on APAC instance of One Platform project which is one of the major drive within the group with a mission to implement a common Wealth Management Core Platform consistently covering the key functionalities across continent.- Successfully carried out Business Impact Analysis within Cash and Trade finance sub stream of group operations on Wealth Management business in APAC region due to implementation of One Platform.- Collaborated with various sub streams leads to come up with Target Operating Model which involves Day 1 requirements and the vision of each sub streams as a result of implementation of One platform so that it can be utilized at later stages for Business process model development,Target solution designs development, Stakeholder Requests and Software Requirement Specification.- Conducted various town halls and workshops with various up-streams and down-streams teams of Group Operations which will have an impact in Operations after project Go Live.- Involved in mapping of As-Is process flows on product level with a key differential between the systems that are supposed to change with the implementation.
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Tata Consultancy Services
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India
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IT Services and IT Consulting
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700 & Above Employee
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Programmer Analyst For Bancs Custody Product at TCS
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Jan 2011 - Oct 2014
- Successfully upgraded Security Processing module in Banking and Financial Services at Scope International to ensure the compatibility of TCS BaNCS with other banking systems for locatons such as Singapore, Hong Kong, Philippines, Vietnam & Kenya. - Adeptly carried out Gap analysis for translating business requirements to functional requirement and maintained Gap document. Now this document is used as a reference by development and testing team for further development and support. - Prepared test data update and maintained Regression Test Cases suite and led the successful Knowledge Transfer and Mentoring to subordinates. - Effectively communicated with external and internal customers to prepare a Business Requirements Document and successfully delivered it on time for review. - Communicated required cross functional knowledge between Business and Technology Team. - Tested software applications, developed test cases, looked out for the defects and tracked and communicated test results/ analysis/ unresolved problems using Test Management Tool. - Managed internal & external Acceptance testing strategy and undertook support, analysis review, test planning review, etc. Led a Testing Team of professionals with appropriate skills and assigned work to them according to their attitude and motivation towards work to get the work done on time without any delay.
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Education
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2014 - 2015
Singapore Management University
Master Of IT In Business, Financial Services -
2006 - 2010
Gautam Buddha University
Bachelor of Technology (B.Tech.), Information Technology -
1991 - 2006
Dewan Public School
High School, PCM With Computers
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