Roger Diaz, CIMA®
Director at Dearborn Partners- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
Manhattan Beach, California, United States, US
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Credentials
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Certified Investment Management Analyst (CIMA®)
Investments and Wealth Institute (Formerly IMCA) -
Series 24
FINRA (Financial Industry Regulatory Authority) -
Series 63
FINRA (Financial Industry Regulatory Authority) -
Series 65
FINRA (Financial Industry Regulatory Authority) -
Series 7
FINRA (Financial Industry Regulatory Authority)
Experience
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Dearborn Partners
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United States
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Investment Management
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1 - 100 Employee
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Director
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Jun 2020 - Present
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Macquarie Group
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Non-profit Organizations
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1 - 100 Employee
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Western Division Sales Manager | Delaware Funds by Macquarie
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Nov 2014 - Mar 2019
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The TCW Group
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United States
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Financial Services
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400 - 500 Employee
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Managing Director
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Oct 2002 - Nov 2014
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Putnam Investments
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United States
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Financial Services
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700 & Above Employee
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Vice President, Regional Marketing Director
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Oct 1998 - Oct 2002
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Regional Marketing Director
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Nov 1996 - Oct 1998
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Dean Witter Reynolds (Morgan Stanley)
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United States
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Financial Services
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1 - 100 Employee
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Account Executive
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Jan 1994 - Dec 1996
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Education
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University of Southern California
Community
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