Robert Lucas Cummings, CFA, MBA
Investment Officer at Colorado Department of the Treasury- Claim this Profile
Click to upgrade to our gold package
for the full feature experience.
Topline Score
Bio
Credentials
-
Chartered Financial Analyst
CFA InstituteAug, 2017- Oct, 2024 -
Structured Finance Cross Sector Exam
S&P Global RatingsApr, 2016- Oct, 2024 -
Advanced RMBS Exam
S&P Global RatingsOct, 2015- Oct, 2024
Experience
-
Colorado Department of the Treasury
-
United States
-
Government Administration
-
1 - 100 Employee
-
Investment Officer
-
Oct 2019 - Present
• Oversaw structured product research and trading • Assisted with portfolio management through attribution of returns • Worked with ~27 broker-dealers • Conducted research on securitized products based on technicals (supply/demand) and fundamentals • Covered the short end of the curve (under 1yr) with buying CP, ADNs, and MMKT alternative ABS tranches • Oversaw structured product research and trading • Assisted with portfolio management through attribution of returns • Worked with ~27 broker-dealers • Conducted research on securitized products based on technicals (supply/demand) and fundamentals • Covered the short end of the curve (under 1yr) with buying CP, ADNs, and MMKT alternative ABS tranches
-
-
-
Mountain Asset Management, LLC
-
United States
-
Analyst
-
Sep 2018 - Oct 2019
• Conducted annual reviews on Local Governments, School Districts, States and Revenue Bonds • Wrote about operating performance, debt, pensions and OPEB liabilities • Updated and tracked financials in a surveillance model • Conducted annual reviews on Local Governments, School Districts, States and Revenue Bonds • Wrote about operating performance, debt, pensions and OPEB liabilities • Updated and tracked financials in a surveillance model
-
-
-
MountainView Financial Solutions, a Situs Company
-
United States
-
Financial Services
-
1 - 100 Employee
-
Associate Senior Analyst
-
Jun 2017 - Sep 2018
• Valued CLOs, RMBS, CMBS, CRE Loans, and Mezz Loans • Wrote Macros to streamline processes • Created CLO Pre-Purchase Reports • Valued CLOs, RMBS, CMBS, CRE Loans, and Mezz Loans • Wrote Macros to streamline processes • Created CLO Pre-Purchase Reports
-
-
-
S&P Global Ratings
-
Financial Services
-
200 - 300 Employee
-
RMBS Rating Analyst
-
Jun 2015 - Jun 2017
• Modeled RMBS transactions with Intex Calc and Bloomberg• Worked on specialized projects within a given team• Released ratings and press releases for reviewed transactions• Published articles related to the housing market• Collaborated with European RMBS analysts on criteria differences
-
-
Product Consultant
-
Apr 2014 - Jun 2015
• Created and analyzed financial models• Generated screens for M&A deals• Compared standardized financial metrics to as presented financials
-
-
-
Parmenion Capital
-
United Kingdom
-
Financial Services
-
Research Consultant
-
Jun 2013 - Sep 2013
•Conducted: Data Analysis, VLookup, Pivot tables, and Filtering •Analyzed quantitative and qualitative methodologies to select mutual funds •Regressed quantitative selection criterion against results •Included dummy variables for qualitative independent variables and interaction effects •Compared model's predictability in terms of actual and relative performance •Conducted: Data Analysis, VLookup, Pivot tables, and Filtering •Analyzed quantitative and qualitative methodologies to select mutual funds •Regressed quantitative selection criterion against results •Included dummy variables for qualitative independent variables and interaction effects •Compared model's predictability in terms of actual and relative performance
-
-
-
-
Associate
-
Jul 2010 - Aug 2012
• Wrote about the effects of the macro landscape on the core holdings in clients’ accounts • Oversaw 95 brokerage accounts and monitored these accounts daily • Managed $10 million dollars in clients’ assets • Made investment decision recommendations based on the clients’ suitability • Assisted in client portfolio creation with different products • Wrote about the effects of the macro landscape on the core holdings in clients’ accounts • Oversaw 95 brokerage accounts and monitored these accounts daily • Managed $10 million dollars in clients’ assets • Made investment decision recommendations based on the clients’ suitability • Assisted in client portfolio creation with different products
-
-
-
Charles Schwab
-
United States
-
Financial Services
-
700 & Above Employee
-
Registered Representative
-
Aug 2007 - Jun 2010
• Analyzed and commented on the equity markets • Demonstrated knowledge and relevance of different ratios used to value securities • Educated clients on the importance of proper asset allocation • Discussed the relevance of current economic conditions • Informed coworkers on the subject of market efficiency and the impacts on technical analysis • Analyzed and commented on the equity markets • Demonstrated knowledge and relevance of different ratios used to value securities • Educated clients on the importance of proper asset allocation • Discussed the relevance of current economic conditions • Informed coworkers on the subject of market efficiency and the impacts on technical analysis
-
-
Education
-
University of Bath
Master of Business Administration (MBA), Accounting and Finance -
University of Northern Colorado
Bachelor of Science, Finance