Experience

Fitzpatricks Private Wealth

• Australia
• Financial Services
• 1 - 100 Employee

• Manager Advice Excellence

  • Oct 2015 - Present

  Responsible for the delivery of the strategic technical advice, investment governance and advice tools to advisers, in alignment to the core advice philosophy. Specifically: Advice systems and processes, linking MDA, advice tools, and strategy Development of appropriate advice templates Creation of a Technical Hub supplying technical tools and strategy Management and governance of the Approved Product List, and relevant investment guidelines Training and education delivery



AMP

• Australia
• Financial Services
• 700 & Above Employee

• Senior Executive Research and Technical

  • 2012 - Jul 2015

  Post acquisition of AXA Australia by AMP, retained key role in delivery of investment research services and APL to high value Charter, AXA, Genesys and IPAC advisers. Chair and / or voting member of various investment committees. Responsible Manager. Licensee investment relationship management for crucial advice firms. Post acquisition of AXA Australia by AMP, retained key role in delivery of investment research services and APL to high value Charter, AXA, Genesys and IPAC advisers. Chair and / or voting member of various investment committees. Responsible Manager. Licensee investment relationship management for crucial advice firms.



AXA Australia

• National Manger Technical Research Advice and Paraplanning

  • 2001 - 2012

  National responsibility for approved investment lists for various AXA licensees, market leading technical services management and delivery, advice systems (developed innovative DRAFT advice templating system), plus preplanning services. Key deliverable being quality advice proposition to over 1000 "open architecture" advisers. Responsible Manager. Numerous projects including IPAC advice integration and North product development, plus some, Black Belt training. Key person on licensee leadership and management team. Adviser customer relationship a key strength.



Mercer Morgan Australia

• Research Technical Compliance Manager

  • 1998 - 2001

  Financial planning division. Seat on management committee. Responsible Manager. National Responsibility for training, compliance, investment research and technical advice services to renowned Mercer financial adviser team Financial planning division. Seat on management committee. Responsible Manager. National Responsibility for training, compliance, investment research and technical advice services to renowned Mercer financial adviser team



Count Financial

• Australia
• Financial Services
• 1 - 100 Employee

• Research, technical, compliance manager

  • 1992 - 1998

  Worked closely with the Lambert family on building the specialised accountant focused licensee of Count, now part of CBA. Adviser recruitment and training, portfolio advice, technical strategy, technology development, etc Worked closely with the Lambert family on building the specialised accountant focused licensee of Count, now part of CBA. Adviser recruitment and training, portfolio advice, technical strategy, technology development, etc