Richard Shade

Chief Operating Officer at Archax
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Contact Information
us****@****om
(386) 825-5501
Location
London, England, United Kingdom, UK

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5.0

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Clive Lambert FSTA 📈

I worked with Richard on a few projects during his time at CME and always found him to be pro-active, efficient, helpful and practical in his approach to the task at hand.

Richard Guerin

Richard is a very pro active and delivery focused individual who always ensured that change was delivered on time and to the correct standard. His stakeholder and management skills are excellent.

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Experience

    • United Kingdom
    • Financial Services
    • 1 - 100 Employee
    • Chief Operating Officer
      • Jul 2021 - Present

    • Head Of Operations
      • Jan 2021 - Jul 2021

    • Switzerland
    • Information Technology & Services
    • 1 - 100 Employee
    • Consultant - Post Trade Distributed Ledger Group (PTDL)
      • Sep 2018 - Present

    • Malta
    • Financial Services
    • 1 - 100 Employee
    • Head of Custody
      • Jan 2019 - Jan 2021

      Director and Board member. Responsible for the entire Safequant Custody digital asset custody business. Including client facing for sales and business development, operations and management of all 3rd Party relationships. Director of Bequant Technologies Ltd and board member. Onboarded first customers and responsible for running the custody business. Member of GDF Custody Working Group. Responsible for the planning, building out and launching of our new digital asset and crypto-currency Custody service aimed at institutional and high net worth individuals. Developed full business plan, including market and legal analysis. Developed all operational business processes and procedures. Worked with Legal counsel on Custody Agreements and managed third party IT supplier for design and development of the Custody System. Designed and ran UAT of the new custody system. Worked with marketing on all aspects of the marketing plan and website build. Show less

  • Uwincorp
    • London, United Kingdom
    • Consultant
      • Mar 2018 - Jan 2019

      Providing Project Management, business analysis and Operations expertise to new Blockchain start-up UWINCorp. Documented initial application requirements, including trading functionality. Managed relationships with third party developers on Wireframes and blockchain development, for the infrastructure and launch of the MVP. Provided UAT testing for MVP. Worked with Marketing team at Citigate Dee Rogerson as we went through first phases of the implementation. Providing Project Management, business analysis and Operations expertise to new Blockchain start-up UWINCorp. Documented initial application requirements, including trading functionality. Managed relationships with third party developers on Wireframes and blockchain development, for the infrastructure and launch of the MVP. Provided UAT testing for MVP. Worked with Marketing team at Citigate Dee Rogerson as we went through first phases of the implementation.

  • Seeking New Opportunities
    • London, United Kingdom
    • Former Head of Ops/COO with expertise in Exchanges, Derivatives, implementing change and start-ups
      • Dec 2017 - Mar 2018

      I have worked for 20+ years in the Financial Services sector and I was recently responsible for the day to day running of CME Europe Ltd, CME Group's London FCA registered Derivatives Exchange. This included the live market, new product launches, incentives and operations. This included managing functions via service level agreements and liaison with the Regulators. I have: • expertise in executing change and building new functions and organisations. • excellent relationship management skills • delivery focused with good communication skills, built through many years of project and programme management. • adept at building long lasting relationships, both internally and externally, with clients, vendors and regualtors. • 12 years experience dealing at C-Suite level. Specialties: Operations, Exchange Traded Derivatives (FX, Energy, Ags, Equity, Fixed Income and Commodity Futures/Options),OTFs, MTFs, MiFID 2, MAR, Electronic Trading, Communication Skills, Programme Management, Project Management, Business Analysis, Business Change Management, Prince 2 Qualified, FCA Liaison, SLAs, Regulatory Reporting, 3rd Party Vendor Management, Relationship Management, matrix management, Regulatory Show less

    • United States
    • Financial Services
    • 700 & Above Employee
    • Head of Market Operations, CME Europe
      • Oct 2015 - Nov 2017

      Promoted within CME Europe to Head of Market Services and reporting to the CEO, I continued to manage all Operational functions (either directly or via Service Level Agreements) as well taking on additional responsibilities for relationships with Finance. I had responsibility for all operational functions including:- the live market, trading systems, new product launches, incentive programmes, fees, customer on-boarding, working with Legal on regulatory and legal changes, monthly budget reviews, 3rd Party relationships and for BCP/DR arrangements.- I was responsible for liaising with Finance, Audit, Risk, Marketing and BCP/DR teams. I was heavily involved in the Exchange's MiFID 2 programme and continued to manage the Exchange’s Operational Risk Framework, monitoring the various operational risks of the Exchange. - I also continued to work closely with the FCA on operational matters (such as the Brexit vote for instance).- I eventually had the responsibility to wind the Exchange down and close the markets. Show less

    • Director, Liason CME Europe
      • Jul 2013 - Oct 2015

      I was one of a small entrepreneurial team that launched CME Group’s new start-up Recognised Investment Exchange in April 2014. Working collaboratively, I helped build the exchange and its markets from the ground up, cultivating internal stakeholder relationships with the Chicago and London CME Group teams. The majority of our functions were supplied via Service Level Agreements and I was responsible for managing those agreements with CME Group and CME Clearing Europe (our Clearing House). I had to establish solid relationships with key individuals to manage all of these services.I had responsibility for all operational functions including:- the live market, trading systems, new product launches, incentive programmes, fees, customer on-boarding, working with Legal on regulatory and legal changes, monthly budget reviews and for BCP/DR arrangements.I was instrumental in the successful launch of three new asset classes on the exchange (FX, Energy and Commodities) and the subsequent build-up of those markets.I was heavily involved the in the build and launch of the Cocoa futures contract, which included learning to grade cocoa and visiting warehouses in Europe.I also helped to implement and then manage the Exchange’s Operational Risk Framework.I also worked closely with our regulators (FCA) on all operational matters for the Exchange. Show less

    • Financial Services
    • 700 & Above Employee
    • Project Manager
      • May 2006 - Jun 2013

      I spent 7 years providing change management expertise for Liffe Clearing and Business Change at NYSE Liffe. I managed a variety of projects and programmes involving new product launches, clearing and regulatory initiatives as well large scale system implementations with both internal and external suppliers. This has required matrix-management of large global project teams, including internal staff and 3rd party IT suppliers and the ability to maintain strong relationships with external partners and senior stakeholders. Show less

    • Japan
    • Financial Services
    • 700 & Above Employee
    • Project Manager
      • Sep 1996 - Nov 2005

      Team lead, project management, business process re-engineering and IT development at the Bank of Tokyo Mitsubishi, within the Back Office and Middle Office areas of the bank. Team lead, project management, business process re-engineering and IT development at the Bank of Tokyo Mitsubishi, within the Back Office and Middle Office areas of the bank.

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