Head of Compliance and Risk

• Feb 2023 - Present

Compliance Manager

• Nov 2018 - Feb 2023

Started by managing a team providing compliance business support advice across the company, and later moved into a role providing specialist compliance support for the reinsurance company. Started by managing a team providing compliance business support advice across the company, and later moved into a role providing specialist compliance support for the reinsurance company.

Compliance Officer

• Jun 2018 - Nov 2018

Head of risk and compliance function and DPO, managing team providing advisory, monitoring and risk management support to the business. Head of risk and compliance function and DPO, managing team providing advisory, monitoring and risk management support to the business.

Director

• Feb 2018 - Nov 2018

Owner operator, undertaking contract work, engaged in specialised compliance projects for companies operating within the London insurance market. Owner operator, undertaking contract work, engaged in specialised compliance projects for companies operating within the London insurance market.

Compliance Director

• Jul 2010 - Nov 2017

Board director acting as Compliance Officer, DPO and MLRO for the Company, developing risk management and internal audit systems, liaising with regulators, drafting and implementing operational and strategic procedures etc. Also Head of the Claims Department and Director responsible for corporate Health and Safety. Board director acting as Compliance Officer, DPO and MLRO for the Company, developing risk management and internal audit systems, liaising with regulators, drafting and implementing operational and strategic procedures etc. Also Head of the Claims Department and Director responsible for corporate Health and Safety.

Director

• Jun 2003 - Jul 2010

Board director with COO role: Head of HR, Operations, Finance, IT and Compliance at Oxford Insurance Brokers (formerly NCG Professional Risks Ltd). Company Secretary, DPO and MLRO for all group companies. I also spent time as Managing Director of the UK professional indemnity division. Board director with COO role: Head of HR, Operations, Finance, IT and Compliance at Oxford Insurance Brokers (formerly NCG Professional Risks Ltd). Company Secretary, DPO and MLRO for all group companies. I also spent time as Managing Director of the UK professional indemnity division.

Business Support Manager

• Apr 2002 - Jun 2003

Operational management, monitoring and support within FINPRO practice unit in London, with responsibility for PI, FI, D&O, PEMA, and Claims departments. Role also included managing budgets, recruitment, training and business change project work (across the company). Operational management, monitoring and support within FINPRO practice unit in London, with responsibility for PI, FI, D&O, PEMA, and Claims departments. Role also included managing budgets, recruitment, training and business change project work (across the company).

APH Claims Consultant

• Oct 2000 - Apr 2002

Handling the Asbestos, Pollution and Health Hazard (APH) claims portfolios of various reinsurance and retro clients. Handling the Asbestos, Pollution and Health Hazard (APH) claims portfolios of various reinsurance and retro clients.

Outsourcing Manager

• Feb 2000 - Oct 2000

I spent a brief period with Chiltington as the Outsourcing Manager in their London office, part of the executive management team, responsible for units handling claims, commutations and legacy accounting work. I spent a brief period with Chiltington as the Outsourcing Manager in their London office, part of the executive management team, responsible for units handling claims, commutations and legacy accounting work.

Claims Consultant

• Mar 1999 - Feb 2000

Business development and consulting, providing claims solutions to Aon's North American legacy clients. Business development and consulting, providing claims solutions to Aon's North American legacy clients.

Operations Director

• May 1994 - Feb 1999

Operations Director for the North American Reinsurance Division in London following initial period with the company as Claims Manager. Operations Director for the North American Reinsurance Division in London following initial period with the company as Claims Manager.

Regulatory Officer

• Jan 1994 - May 1994

I spent a short time with the Corporation of Lloyd's as a Regulatory Officer dealing with enquiries from policyholders in North America. I spent a short time with the Corporation of Lloyd's as a Regulatory Officer dealing with enquiries from policyholders in North America.

Claims Broker/Technician

• Sep 1993 - Jan 1994

After leaving university with degrees in Law and Philosophy, I briefly worked as an International Non-Marine Claims Broker for Leslie & Godwin (which became Nicholson Leslie and very soon thereafter Aon). After leaving university with degrees in Law and Philosophy, I briefly worked as an International Non-Marine Claims Broker for Leslie & Godwin (which became Nicholson Leslie and very soon thereafter Aon).

Student Temp

• 1989 - 1992

Having returned to full time education in 1989, I worked most of my vacations at E&A as a claims input clerk, firstly for Lennox Underwriting in the ILU, then later for both the Aviation and finally Non-Marine Departments of E&A. Having returned to full time education in 1989, I worked most of my vacations at E&A as a claims input clerk, firstly for Lennox Underwriting in the ILU, then later for both the Aviation and finally Non-Marine Departments of E&A.

Claims Manager

• Apr 1984 - Sep 1989

Bowring Reinsurance (as was) now part of Guy Carpenter - handling all aspects of non-marine reinsurance claims. Bowring Reinsurance (as was) now part of Guy Carpenter - handling all aspects of non-marine reinsurance claims.

Technician/Broker

• May 1983 - Apr 1984

Placing and broker back up work, largely within Engineering Fac R/I department. Placing and broker back up work, largely within Engineering Fac R/I department.