Experience

Green Key Resources

• United States
• Staffing and Recruiting
• 300 - 400 Employee

• Account Executive

  • Nov 2023 - Present

  United States



Self-employed

• Financial Services Consultant

  • Jan 2022 - Nov 2023

  London, England, United Kingdom



Capital One

• United States
• Financial Services
• 700 & Above Employee

• Senior Consultant

  • 2017 - Nov 2023

  New York QA KYC Analyst

• Senior Risk Analyst

  • Jul 2018 - Mar 2022

  New York, New York



JPMorgan Chase & Co.

• United States
• Financial Services
• 700 & Above Employee

• Senior Associate - Chief Operating Office

  • 2014 - 2015

  manhattan, new york Supported Compliance Operations functions for Employee Compliance and Regulatory Reporting; Disclosure of Interest, Personal Account Dealing, Licensing and Registration, and Code of Conduct. Coordinated the production of MIS Reporting across global functions, partnered with functions to develop enhanced controls in an effort to mitigate risk. Supported strategy and process improvement initiatives to gain operational efficiency and managed inventory of User Defined Tools (UDTs) for companywide… Show more Supported Compliance Operations functions for Employee Compliance and Regulatory Reporting; Disclosure of Interest, Personal Account Dealing, Licensing and Registration, and Code of Conduct. Coordinated the production of MIS Reporting across global functions, partnered with functions to develop enhanced controls in an effort to mitigate risk. Supported strategy and process improvement initiatives to gain operational efficiency and managed inventory of User Defined Tools (UDTs) for companywide implementation of strategic technology solutions. Show less



Oppenheimer & Co. Inc.

• Financial Services
• 700 & Above Employee

• Associate Director

  • 2005 - 2013

  Greater New York City Area Lead approval process for new accounts opened under all risk levels and conduct KYC enhanced due diligence on new, existing and prospective clients. Perform transaction surveillance review through MANTAS for high risk foreign accounts. Firm contact for OFAC SDN listing and Financial Crimes Enforcement Network 314(a) inquiries.