Richa Goyal
Program Director at Toronto Centre- Claim this Profile
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Bio
Experience
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Toronto Centre
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Canada
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Financial Services
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1 - 100 Employee
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Program Director
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Jul 2021 - Present
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Banque Internationale à Luxembourg (BIL)
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Luxembourg
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Banking
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700 & Above Employee
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Chief Compliance Officer
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Mar 2014 - Apr 2021
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RBS
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United Kingdom
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Banking
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700 & Above Employee
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VP Regulatory Risk and Compliance
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Dec 2010 - Feb 2014
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Dubai Financial Services Authority (DFSA)
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United Arab Emirates
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Financial Services
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100 - 200 Employee
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Manager Supervision
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Apr 2007 - Jan 2011
DFSA is an independent regulator of financial and ancillary services at the Dubai International Financial Centre (DIFC), a purpose-built financial free-zone in Dubai. My role involves independent supervision of asset management, operators of collective investment scehemes, trust services, private banking and Islamic finance firms in the DIFC. DFSA is an independent regulator of financial and ancillary services at the Dubai International Financial Centre (DIFC), a purpose-built financial free-zone in Dubai. My role involves independent supervision of asset management, operators of collective investment scehemes, trust services, private banking and Islamic finance firms in the DIFC.
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UBS
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Switzerland
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Financial Services
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700 & Above Employee
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Manager
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2006 - 2007
OTC Collateral and Margin Management OTC Collateral and Margin Management
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Assistant Manager
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2000 - 2006
Inspection, investigation Margin and risk management equity and derivatives Inspection, investigation Margin and risk management equity and derivatives
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Education
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Cass Business School
Msc, Finance -
Kurukshetra University
MBA, Investment Management