Experience

Tango

• United States
• Financial Services
• 100 - 200 Employee

• Senior Compliance Analyst

  • Apr 2021 - Present

  Manage key components of the regulatory compliance programs on ensuring that our policies, frameworks, controls, and processes are developed and maintained to the required standards. Design, implement, and manage core elements of a robust regulatory compliance program. Plan and execute internal and external audits to be ready for auditors and examiners. Review changes to ensure that procedures and policies meet the government regulations and ordinances including continuing to update training, maintain training logs and doing necessary research regarding training regulations. Work closely with other department heads to make sure that all departments remain compliant and abreast of changes to laws and regulations. Show less



USAA

• United States
• Financial Services
• 700 & Above Employee

• Business Strategy Analyst

  • Jul 2019 - Apr 2021



Discover Financial Services

• United States
• Financial Services
• 700 & Above Employee

• Senior Associate/Analyst – Global Compliance

  • May 2013 - Jun 2014

  As SME for regulatory risk analytics, oversee reporting and analytic project management related to compliance of regulatory controls which includes testing, data analysis, and analytic insight presentation to senior management and business partners. • Built OLS and logistic regression models to forecast compliance and fraud risk using SAS and R; identified 100K potential high risk customers. • Successfully conducted data-driven exploratory research (using internal customer database) to identify AML risk using clustering techniques like k-means/modes and Model-Clust. • Developed SAS-based ad-hoc and standard reports related to compliance risk, churning up to 10 reports weekly. • Conducted competitive market research using publicly-held regulatory websites legal tools such as D&B, MAGIC, ECM, and industry resources including Hyperion 3PM tool. • Successfully driven client relationships through effective project management for Discover’s US and Canadian compliance risk stakeholders. • Maintained the compliance database, renew and improve it from time to time and make sure safe storage of data. Show less



HSBC

• United Kingdom
• Financial Services
• 700 & Above Employee

• Compliance Analyst

  • Dec 2011 - Jun 2013

  Reporting and analytical support to HSBC’s commercial customer segment requiring collection, analysis and interpretation of data trends using SAS. • Interpret data from primary and secondary sources using statistical techniques and provide ongoing reports. • Facilitate extraction of large volumes of data from UNIX servers, using SAS. Conducted financial trend analysis and presented insights to senior management from risk, marketing, and compliance. • Develop and own production of KPI dashboards. • Compile and validate data; reinforce and maintain compliance with corporate standards. • Develop and initiate more efficient data collection procedures. • Working with managing leadership to prioritize business and information requirements. Show less