Experience

Schwab Retirement Plan Services
• United States
• Financial Services
• 1 - 100 Employee
• Senior Analyst

  • Mar 2013 - Present


GOODE INVESTMENT MANAGEMENT, INC

• Chief Administrative and Compliance Officer

  • Apr 2001 - Sep 2012

  Prepare reports to clients and/or their trustees, custodians and recordkeepers Work with the firm's Custodian and Sub-Advisor to set up new accounts, provide trade direction and respond to client questions Chief Compliance Officer with respect to the firm's compliance program Respond to Request for Proposals for new business Update consultant databases with firm, product and performance information Prepare presentation material for clients, potential clients or consultants Handle office management related duties Show less



KeyCorp

• Australia
• Information Technology & Services
• 1 - 100 Employee

• Manager II

  • Dec 1997 - Mar 2001

  Member of Mobile Work Force, assigned to various departments and duties in Institutional Asset Services DivisionAssisted division manager in planning of Mobile Work Force assignmentsDocumented, communicated and tested trust accounting system problems, fixes and new releasesRecommended/documented system enhancements for current production processes to improve efficiencies and achieve product superiorityAssisted Client Reporting personnel with system related problems and resolving out of balance conditions.Worked as liaison with other processing units to improve processes within Client Reporting groupTrained existing and new employees on the Trust Accounting system Show less

• Team Lead

  • Sep 1995 - Dec 1997

  Supervised analysts whose functions were auditing of certified accounting reports for large defined benefit plansAssigned responsibility of auditing certified financial reports for one of the largest relationships in the unit ensuring compliance with regulations and departmental guidelinesRecommended actions regarding employment, performance ratings, promotions, salary changes, transfers and terminationsReviewed and implemented work procedures

• Quality Control Analyst

  • Dec 1993 - Sep 1995

  Audited systems projects by developing test plans and coordinating testingReviewed existing written procedures of the business units for adequacyIdentified processes and tasks where written procedures do not existAudited valuations for accuracy and compliance with regulations

• General Accounting Supervisor

  • Feb 1993 - Dec 1993

  Supervised individuals whose functions were daily preparation of accounting entries and data entryRecommended actions regarding employment, performance ratings, promotions, salary changes, transfers and terminationsReviewed work procedures and all entries to ensure that information entered into accounting system was accurate

• Senior Accounting Analyst

  • Oct 1991 - Feb 1993

  Provided accounting support to pension, profit sharing and 401(k) plans in the Indiana and Michigan regions which administered over 250 accounts totaling $507 million in assetsUtilized the trust accounting system to balance certified financial reportsEnsured reports were prepared in compliance with regulations and departmental guidelinesCommunicated, verbally and in writing, with the Line of BusinessProvided participant recordkeeping support to various employee benefit plans

• Administrative Assistant

  • Jan 1990 - Oct 1991

  Provided secretarial support to the Division Head of Institutional Asset ServicesUtilized personal computer to produce spreadsheets and various correspondenceProduced presentation materials using graphics software

• Operations Assistant

  • Oct 1985 - Jan 1990

  Assisted Supervisor of Word Processing Center in ensuring the timely and accurate completion of work producedMonitored dictation equipment and resolved any problems with the systemDelegated work to specialistsTrained staff on equipment, terminology and work procedures; proofread their work during training cyclePlanned department objectives

• Word Processing Specialist

  • Jun 1981 - Oct 1985

  Utilized Wang Word Processor to type documents from dictation equipment and hard copySKILLS Proficient with Microsoft Office Applications