Rebecca Austin

Partner, Head of Risk & Compliance at Greenwoods Legal LLP
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Location
Greater Cambridge Area, GB

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Experience

    • United Kingdom
    • Legal Services
    • 1 - 100 Employee
    • Partner, Head of Risk & Compliance
      • Jan 2022 - Present

      I investigate compliance issues raised by clients and provide internal advice on a number of regulatory matters including anti-money laundering, conflicts and conduct issues. I also play an active role in the implementation of the firm's risk management procedures and the renewal of the Professional Indemnity insurance, Practising Certificates, Lexcel and CQS accreditations. I investigate compliance issues raised by clients and provide internal advice on a number of regulatory matters including anti-money laundering, conflicts and conduct issues. I also play an active role in the implementation of the firm's risk management procedures and the renewal of the Professional Indemnity insurance, Practising Certificates, Lexcel and CQS accreditations.

    • United Kingdom
    • Law Practice
    • 100 - 200 Employee
    • Partner, Risk & Compliance
      • May 2015 - Dec 2021

    • Associate, Risk & Compliance
      • May 2014 - Apr 2015

      I investigate compliance issues raised by clients and provide internal advice on a number of regulatory matters including anti-money laundering, conflicts and conduct issues. I also play an active role in the implementation of the firm's risk management procedures and the renewal of the Professional Indemnity insurance, Practising Certificates, Lexcel and CQS accreditations.

    • Risk & Compliance Lawyer
      • Mar 2011 - Apr 2014

      I investigate compliance issues raised by clients and provide internal advice on a number of regulatory matters including anti-money laundering and conflicts of interest. I also play an active role in the implementation of the firm's risk management procedures.

    • Associate Director, Risk & Compliance
      • Jun 2009 - Mar 2011

      In this role I assist with my firm's claims and complaints handling. This involves investigating, progressing and resolving claims, claim circumstances and complaints.

    • Commercial Litigation Solicitor
      • Jun 2003 - Jun 2009

      This role involved advising on general commercial contract disputes, partnership disputes, contentious probate and professional negligence matters amongst other things.

    • Trainee Solicitor
      • Sep 2001 - Jun 2003

Education

  • Oxford Institute of Legal Practice
    LPC - Merit, Law
    1999 - 2000
  • College of Law
    CPE, Common Professional Examination
    1996 - 1998
  • Royal Holloway, University of London
    2:1 BA, Ancient History
    1993 - 1996

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