Rebecca Austin
Partner, Head of Risk & Compliance at Greenwoods Legal LLP- Claim this Profile
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Experience
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Greenwoods Legal LLP
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United Kingdom
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Legal Services
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1 - 100 Employee
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Partner, Head of Risk & Compliance
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Jan 2022 - Present
I investigate compliance issues raised by clients and provide internal advice on a number of regulatory matters including anti-money laundering, conflicts and conduct issues. I also play an active role in the implementation of the firm's risk management procedures and the renewal of the Professional Indemnity insurance, Practising Certificates, Lexcel and CQS accreditations. I investigate compliance issues raised by clients and provide internal advice on a number of regulatory matters including anti-money laundering, conflicts and conduct issues. I also play an active role in the implementation of the firm's risk management procedures and the renewal of the Professional Indemnity insurance, Practising Certificates, Lexcel and CQS accreditations.
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HCR Hewitsons
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United Kingdom
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Law Practice
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100 - 200 Employee
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Partner, Risk & Compliance
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May 2015 - Dec 2021
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Associate, Risk & Compliance
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May 2014 - Apr 2015
I investigate compliance issues raised by clients and provide internal advice on a number of regulatory matters including anti-money laundering, conflicts and conduct issues. I also play an active role in the implementation of the firm's risk management procedures and the renewal of the Professional Indemnity insurance, Practising Certificates, Lexcel and CQS accreditations.
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Risk & Compliance Lawyer
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Mar 2011 - Apr 2014
I investigate compliance issues raised by clients and provide internal advice on a number of regulatory matters including anti-money laundering and conflicts of interest. I also play an active role in the implementation of the firm's risk management procedures.
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Thring Townsend Lee & Pembertons
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United Kingdom
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Associate Director, Risk & Compliance
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Jun 2009 - Mar 2011
In this role I assist with my firm's claims and complaints handling. This involves investigating, progressing and resolving claims, claim circumstances and complaints.
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Commercial Litigation Solicitor
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Jun 2003 - Jun 2009
This role involved advising on general commercial contract disputes, partnership disputes, contentious probate and professional negligence matters amongst other things.
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Trainee Solicitor
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Sep 2001 - Jun 2003
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Education
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Oxford Institute of Legal Practice
LPC - Merit, Law -
College of Law
CPE, Common Professional Examination -
Royal Holloway, University of London
2:1 BA, Ancient History