Experience

KGI Asia Singapore Capital Markets

• Singapore
• Financial Services
• 1 - 100 Employee

• Compliance Manager

  • Apr 2023 - Present

• Regulatory Compliance Associate

  • Sep 2021 - Apr 2023

  provide compliance advisory and guidance to back and front office regarding applicable law, regulations and rules



BDO LLP Singapore

• Singapore
• Accounting
• 300 - 400 Employee

• Senior, Risk Advisory (Internal Audit)

  • Oct 2020 - Sep 2021

  • Identified and assessed areas of potential business risks. • Provided recommendations to mitigate business risks and improve business processes. • Performed compliance reviews for MAS regulated financial institutions. • Well-versed with MAS regulations such as SFA04-N02, Outsourcing, Risk Management practices, Business Continuity etc. • Industries reviewed: Financial Services, REITs, Investment Holdings, Legal, Medical etc • Identified and assessed areas of potential business risks. • Provided recommendations to mitigate business risks and improve business processes. • Performed compliance reviews for MAS regulated financial institutions. • Well-versed with MAS regulations such as SFA04-N02, Outsourcing, Risk Management practices, Business Continuity etc. • Industries reviewed: Financial Services, REITs, Investment Holdings, Legal, Medical etc



Singapore Reinsurance Corp Ltd

• Insurance
• 1 - 100 Employee

• Internal Audit Executive

  • Nov 2019 - Sep 2020

  • Provide independent and objective assurance audits for quarterly submission and to add value to the Group’s operations. • Developed knowledge about Reinsurance businesses, its significant risks and the insurance industry in general. • Scope of audit review encompasses operational (insurance) - underwriting (Facultative and Treaty), Claims (Facultative and Treaty), adequacy of reserving and financials such as forex, impairment and valuation of both equities and properties etc. • Scope of compliance review include MAS forms (including ERM), AML/CFT, Contract certainty, IPT etc. • Perform periodic checks if the Group has substantial shareholders with US citizenship to ensure FACTA compliance. • Recommend appropriate solutions to improve internal controls and operating efficiency and provide follow-up reviews to ensure effective remedial actions are taken. • Remain connected on current corporate governance issues and ensure that the Group complies with all relevant regulations, law and standards from MAS and LFSA. • Effectively manage time to meet tight deadlines. Show less



Baker Tilly Singapore

• Singapore
• Accounting
• 200 - 300 Employee

• Audit Senior Associate

  • Sep 2018 - Nov 2019

  • Handled multiple engagements and meeting all the tight deadlines covering numerous diverse sectors. • Led the audit with a team of 1-3 people as Senior-in-Charge from planning to completion of various entities in the trading industry. • Assisted as a key supporting associate with the audit and consolidation of a China MNC in the maritime industry and demonstrated strong ability in reading Chinese documents and liaising with clients from China. • Performed in-depth financial analysis using industry trends, margins and financial ratios. • Identified performance improvement opportunities and communicate them to managers and clients. Show less