Raymond Lou
Managing Director at BTIG- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
San Francisco, California, United States, US
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Bio
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Experience
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BTIG
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United States
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Financial Services
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500 - 600 Employee
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Managing Director
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2018 - Present
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Director Of Compliance
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Nov 2016 - Present
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Head of Asia Compliance
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2008 - Nov 2016
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Citizens JMP Group, LLC
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United States
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Financial Services
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1 - 100 Employee
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Compliance Director
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Jul 2005 - Aug 2008
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Stone & Youngberg
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Financial Services
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1 - 100 Employee
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Compliance Manager
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Feb 2004 - Jul 2005
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NASD/FINRA
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San Francisco Bay Area
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Compliance Examiner
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Apr 2000 - Feb 2004
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Education
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University of Liverpool
Master of Laws (LL.M.), International Finance and Banking Law
Community
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