Experience

Community & Southern Bank
• United States
• Banking
• 100 - 200 Employee
• Mortgage Compliance Specialist

  • Mar 2013 - Present


Morgan Stanley

• United States
• Financial Services
• 700 & Above Employee

• Client Service Group - Director ISG Operations

  • Jan 2007 - Dec 2011

  Manage a team of client service professionals responsible for the day to day operations and acting as a liaison between sales and operations. Resolves operational, production, and maintenance problems to ensure minimum costs and to prevent operational delays Develope and implement new workflows and procedures as well system enhancements. Manage a team of client service professionals responsible for the day to day operations and acting as a liaison between sales and operations. Resolves operational, production, and maintenance problems to ensure minimum costs and to prevent operational delays Develope and implement new workflows and procedures as well system enhancements.



Invesco Institutional

• United States

• Trade Settlement Supervisor

  • Sep 2001 - Jun 2006

  Managed a team of Trade Operation Specialists to ensure timely and accurate communications, reconciliation, and settlements of all equity, fixed income, and International trades executed by INVESCO on behalf of its clients. Managed a team of Trade Operation Specialists to ensure timely and accurate communications, reconciliation, and settlements of all equity, fixed income, and International trades executed by INVESCO on behalf of its clients.



Merrill Lynch

• United States
• Financial Services
• 700 & Above Employee

• Asst. Operations Manager

  • 1998 - 2001

  Managed the Equity team of operations specialists to support and service our clients and sales force to ensure the firm’s operational and compliance policies were be followed in order to control exposure and limit costs. Managed the Equity team of operations specialists to support and service our clients and sales force to ensure the firm’s operational and compliance policies were be followed in order to control exposure and limit costs.