Experience

J ROTHSCHILD SERVICES LIMITED
• United Kingdom
• Executive Offices
• 1 - 100 Employee
• Senior Operations Analyst

  • Mar 2017 - Present


SEI

• China
• Industrial Machinery Manufacturing

• Asset Transfers Manager

  • Oct 2016 - Dec 2016

  Daily oversight of all activity into/out of Investment platform relating to Asset Transfers. Evaluation of operational processes, procedures and workflows; implementation of efficiencies where possible. Identification of key risk areas, be it process, procedures or people. Monitor stock and cash reconciliations, track aged items for transfer activity, liaison between clients, custodians and transfer agents (TA’s) Representation of the department internally with all MI/KPI… Show more Daily oversight of all activity into/out of Investment platform relating to Asset Transfers. Evaluation of operational processes, procedures and workflows; implementation of efficiencies where possible. Identification of key risk areas, be it process, procedures or people. Monitor stock and cash reconciliations, track aged items for transfer activity, liaison between clients, custodians and transfer agents (TA’s) Representation of the department internally with all MI/KPI measures. Ensure adherence to CASS rules and internal incident management practice. Root cause analysis on incidents and implementation of revisions to process. Liaison with compliance, risk management and client services where required. Responsible for all staffing, training, mentoring and HR matters. Show less Daily oversight of all activity into/out of Investment platform relating to Asset Transfers. Evaluation of operational processes, procedures and workflows; implementation of efficiencies where possible. Identification of key risk areas, be it process, procedures or people. Monitor stock and cash reconciliations, track aged items for transfer activity, liaison between clients, custodians and transfer agents (TA’s) Representation of the department internally with all MI/KPI… Show more Daily oversight of all activity into/out of Investment platform relating to Asset Transfers. Evaluation of operational processes, procedures and workflows; implementation of efficiencies where possible. Identification of key risk areas, be it process, procedures or people. Monitor stock and cash reconciliations, track aged items for transfer activity, liaison between clients, custodians and transfer agents (TA’s) Representation of the department internally with all MI/KPI measures. Ensure adherence to CASS rules and internal incident management practice. Root cause analysis on incidents and implementation of revisions to process. Liaison with compliance, risk management and client services where required. Responsible for all staffing, training, mentoring and HR matters. Show less



Schroders

• United Kingdom
• Financial Services
• 700 & Above Employee

• Team Leader - Reconcilliations Controls and Change

  • Sep 2015 - Sep 2016

  Manage the Controls Team responsible for ensuring the auto-reconciliation process is functioning effectively to deliver comprehensive, timely and accurate reporting. Enhance workflow efficiencies through system optimisation. Support and solution prompt exception remediation at source. Work in close conjunction with all Portfolio Accounting and Reconciliation teams. Support the Head of Controls and Change with other teams responsibilities as required Manage the Controls Team responsible for ensuring the auto-reconciliation process is functioning effectively to deliver comprehensive, timely and accurate reporting. Enhance workflow efficiencies through system optimisation. Support and solution prompt exception remediation at source. Work in close conjunction with all Portfolio Accounting and Reconciliation teams. Support the Head of Controls and Change with other teams responsibilities as required



Met Traders Ltd

• United Kingdom
• Financial Services
• 1 - 100 Employee

• Head of Operations

  • Sep 2007 - Feb 2015

  Combination of business disciplines, predominantly high frequency derivatives trading, asset management, hedge fund facility management, fixed income brokerage. Exchange and OTC traded futures and options on major exchanges. Point and click or bespoke OMS systems. Trading Technologies/Stellar/Pats/STS. Relationship management with multiple clearers Operational and Technology Strategy Trading Risk Compliance Combination of business disciplines, predominantly high frequency derivatives trading, asset management, hedge fund facility management, fixed income brokerage. Exchange and OTC traded futures and options on major exchanges. Point and click or bespoke OMS systems. Trading Technologies/Stellar/Pats/STS. Relationship management with multiple clearers Operational and Technology Strategy Trading Risk Compliance



Principia Consulting / Montpelier Group

• Operations Manager

  • Oct 2002 - Sep 2007

  Financial Service Consultancy / IFA to retail and corporate clients. Creation and implementation of all operations and administration systems. Creation of all work practices, KPI's, client registers, software systems. Relationship Management Financial Service Consultancy / IFA to retail and corporate clients. Creation and implementation of all operations and administration systems. Creation of all work practices, KPI's, client registers, software systems. Relationship Management



Blakeney Asset Management

• Administration and Operations Manager

  • May 2000 - Apr 2001

  Blakeney Management is one of the oldest and largest institutional investors in Africa and the Middle East. Blakeney Management is one of the oldest and largest institutional investors in Africa and the Middle East.



Credit Suisse

• Switzerland
• Banking
• 700 & Above Employee

• Portfolio Manager

  • Mar 2000 - May 2000

  Fund Management Portfolio Accountant Fund Management Portfolio Accountant



BMO Global Asset Management

• Canada
• Financial Services
• 200 - 300 Employee

• Global Fund Managers Assistant

  • May 1996 - Jan 2000

  F&C Emerging Markets, F&C Asset Management. Managing the Asset Allocations Process for Global Institutional Clients and retail funds, unit trusts, Sicavs, investment trusts. Trade lifecycle management, Cash management, F&C Emerging Markets, F&C Asset Management. Managing the Asset Allocations Process for Global Institutional Clients and retail funds, unit trusts, Sicavs, investment trusts. Trade lifecycle management, Cash management,



BZW (Barclays de Zoete Wedd)

• United Kingdom
• Financial Services
• 1 - 100 Employee

• Global Fund Managers Assistant/Middle Office Operations

  • Sep 1993 - May 1996

  Covered all middle office operations departments, Corporate Actions, Static Data Management, Trade confirmations, ETC implementation, Global Fund Managers Assistant, Asset Allocation, Portfolio Matrices, support between front, middle and back office. Client Transition through BZWIM to Wells Fargo, BGI, now Blackrock. Covered all middle office operations departments, Corporate Actions, Static Data Management, Trade confirmations, ETC implementation, Global Fund Managers Assistant, Asset Allocation, Portfolio Matrices, support between front, middle and back office. Client Transition through BZWIM to Wells Fargo, BGI, now Blackrock.