Experience

United Bank

• United States
• Banking
• 200 - 300 Employee

• Assistant Vice President, Supervising Sarbanes-Oxley Auditor

  • Jul 2012 - Present

  Fully experienced Supervising Sarbanes-Oxley Auditor with a bank auditing, branch review, bank security, accounting and asset control background. Able to produce high quality results on challenging assignments. Responsible for the execution of the annual Sarbanes-Oxley Internal Audit plan. Responsible for the creation, performance and completion of SOX walkthroughs and testing within budgetary guidelines. • Coordinated, planned, developed and implemented SOX guidelines. • Recommended appropriate strategies, actions, and/or suggestions for improvement with management. • Performed internal audits and projects. • Performed management walkthroughs, testing and reporting. • Worked with external auditors. • Staff training Show less



First Niagara Bank

• United States
• Financial Services
• 700 & Above Employee

• Branch Review Officer

  • Jun 2011 - Jun 2012

  Act as Auditor in Charge of branch reviews and audits. Performed branch soundness reviews, made recommendations to senior management relative to improving compliance, efficiency and the safeguarding of bank and customer assets. Responsible for performing training seminars. Act as Auditor in Charge of branch reviews and audits. Performed branch soundness reviews, made recommendations to senior management relative to improving compliance, efficiency and the safeguarding of bank and customer assets. Responsible for performing training seminars.



New Alliance Bank

• United States
• Financial Services

• Supervisory Sarbanes-Oxley Auditor

  • Nov 2004 - May 2011



New Haven Savings Bank

• United States
• Banking

• Loan Accounting Officer

  • Jan 1998 - Oct 2004