Rachel Robertson

Chief Risk and Compliance Officer at Multrees Investor Services
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Contact Information
us****@****om
(386) 825-5501
Location
United Kingdom, UK

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Credentials

  • Chartered Accountant
    ICAS - The Professional Body of CAs
    Mar, 2015
    - Nov, 2024

Experience

    • United Kingdom
    • Financial Services
    • 100 - 200 Employee
    • Chief Risk and Compliance Officer
      • Dec 2022 - Present

      SMF16 SMF17

    • Company Secretary
      • May 2022 - Present

    • MLRO
      • Aug 2021 - Present

    • Head of Finance, Risk and Compliance
      • Jan 2020 - Dec 2022

    • Financial Controller
      • Dec 2016 - Jan 2020

    • Business Consulting and Services
    • 700 & Above Employee
    • Audit Manager
      • Sep 2011 - Oct 2016

      Focused on Asset Management Financial Services Audit Manager in Financial Services Audit with Deloitte UK. Worked primarily on statutory audits for fund management and investment fund clients with experience of banking and manufacturing clients. Experienced in controls assurance under ISAE3402 and AAF01/06 and CASS audit. Focused on Asset Management Financial Services Audit Manager in Financial Services Audit with Deloitte UK. Worked primarily on statutory audits for fund management and investment fund clients with experience of banking and manufacturing clients. Experienced in controls assurance under ISAE3402 and AAF01/06 and CASS audit.

    • United Kingdom
    • Higher Education
    • 700 & Above Employee
    • Research Assistant and Student Assistant
      • Jul 2010 - Nov 2010

      Researcher for a challenging Literature Review for the Health Professions Council, focussing on ADR in complaints procedures: “Alternative Mechanisms for Resolving Disputes” Researcher role with responsibility for assigned topic areas Given co-author credit after delivering several sections of the final work Published by the commissioning group; awaiting journal publication Role included acting as an assistant for a public lecture given by the Law School Dissemination, publicity and organisation duties for the lecture and hospitality Show less

    • United Kingdom
    • Higher Education
    • 700 & Above Employee
    • Student Ambassador
      • Sep 2006 - May 2009

      Paid Ambassadorial role for the University including campus tours, working as part of the Open Day teams, administrative tasks, mentoring in University Inclusion initiatives and sitting on Student Panels. Paid Ambassadorial role for the University including campus tours, working as part of the Open Day teams, administrative tasks, mentoring in University Inclusion initiatives and sitting on Student Panels.

Education

  • Institute of Chartered Accountants of Scotland
    Chartered Accountant
    2011 - 2015
  • University of Strathclyde
    Postgraduate Certificate in Mediation and Conflict Resolution, Legal
    2010 - 2011
  • University of Strathclyde
    Diploma in Legal Practice, Legal
    2010 - 2011
  • University of Strathclyde
    LLB, Law
    2006 - 2010

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