Investment Operations Associate

• May 2022 - Present

Investment Operations Manager

• Jul 2011 - Apr 2022

➢ Preparing accurate and timely statements that meet customers’ expectations ➢ Performing NAV calculation ➢ Assisting in implementation and enhancement of fund accounting system ➢ Reconciliation of positions with various parties ➢ Calculating Fund performance and benchmark comparison ➢ Review internal control risk ➢ Liaising with auditors, settlement team and fund manager ➢ Perform system migration and UAT ➢ Preparing accurate and timely statements that meet customers’ expectations ➢ Performing NAV calculation ➢ Assisting in implementation and enhancement of fund accounting system ➢ Reconciliation of positions with various parties ➢ Calculating Fund performance and benchmark comparison ➢ Review internal control risk ➢ Liaising with auditors, settlement team and fund manager ➢ Perform system migration and UAT

Senior Audit Associate

• Aug 2007 - Jun 2011

➢ Lead audit team to perform external audit for sizable and listed client ➢ Supervise and reviewing subordinates’ working schedules ➢ Manage the working progress and the status of the engagements ➢ Deal with the CEOs and the CFOs on the major issues and adjustments ➢ Review the consolidation schedules prepared by clients ➢ Prepare and review the statutory financial statements for clients which mainly based on HKFRSs or IFRS ➢ Prepare tax computation for clients ➢ Review the internal control procedures for clients, which mainly operated in Hong Kong and PRC ➢ Prepare the internal control reviewing reports to clients which included the identified key control in the internal control procedures, deficiencies noted, implications and recommendations Show less