Experience

Constellation Insurance, Inc.

• United States
• Insurance
• 100 - 200 Employee

• VP - Mutual Fund Operations

  • Jul 2004 - Present

  Cincinnati, Ohio Area * Lead the SEC reporting and annual audit process for the Ohio National Fund complex and the Company's separate account entities. * Provide oversight and assessment of the accounting, custody, performance reporting, and valuation services that are provided by the Fund's external service providers. * Maintain systems and controls developed and used to ensure the proper daily transmission of fund share transactions and receipt of fund valuations and distributions. * Design, monitor, and… Show more * Lead the SEC reporting and annual audit process for the Ohio National Fund complex and the Company's separate account entities. * Provide oversight and assessment of the accounting, custody, performance reporting, and valuation services that are provided by the Fund's external service providers. * Maintain systems and controls developed and used to ensure the proper daily transmission of fund share transactions and receipt of fund valuations and distributions. * Design, monitor, and provide continual improvements for all information systems, multi-entity processes, and internal controls related to fund operations and financial reporting. * Ensure accurate recognition of all fund-related revenue and accrual of expenses of the Fund and its adviser. * Lead research and analysis to solve many internal operations, accounting, reporting, and regulatory compliance issues. Show less



Grant Thornton LLP (US)

• United States
• Accounting
• 700 & Above Employee

• Assurance Manager

  • Sep 1998 - Jul 2004

  Cincinnati, Ohio Area • Performed 10Q, 10K, and annual report engagements for several SEC registrant holding companies. • Planned and supervised concurrent audits for public and private clients in financial services, technology and manufacturing industries. Reviewed audits for compliance with all relevant standards. • Mentored and trained pool of assurance seniors and associates. • Provided direct written and verbal communication to client executives and boards of directors. • Performed management and… Show more • Performed 10Q, 10K, and annual report engagements for several SEC registrant holding companies. • Planned and supervised concurrent audits for public and private clients in financial services, technology and manufacturing industries. Reviewed audits for compliance with all relevant standards. • Mentored and trained pool of assurance seniors and associates. • Provided direct written and verbal communication to client executives and boards of directors. • Performed management and regulatory consulting, including acquisition analysis and reporting. • Researched and resolved accounting issues through the use of the firm’s web-based research tools. • Performed process and controls analysis for Sarbanes-Oxley Section 404 readiness. • Provided evaluation and enhancement of financial statements, accounting systems, and internal controls. • Provided performance evaluations and feedback to assurance staff and provide staffing recommendations to partner group. Show less



Crowe

• United States
• Accounting
• 700 & Above Employee

• Engagement Manager

  • Nov 1992 - Aug 1998

  Lexington, Kentucky Area • Supervised concurrent audits for public and private clients in manufacturing, construction, and financial services industries. • Prepared 10Qs, 10Ks, annual reports and consolidated tax returns for a multi-entity, SEC registrant client. • Mentored, trained, and evaluated pool of assurance seniors and associates. • Provided evaluation and enhancement of financial statements, accounting systems, and internal controls. • Provided communication to partners, client executives and… Show more • Supervised concurrent audits for public and private clients in manufacturing, construction, and financial services industries. • Prepared 10Qs, 10Ks, annual reports and consolidated tax returns for a multi-entity, SEC registrant client. • Mentored, trained, and evaluated pool of assurance seniors and associates. • Provided evaluation and enhancement of financial statements, accounting systems, and internal controls. • Provided communication to partners, client executives and boards of directors. • Provided evaluations of assurance staff. Show less