KYC Officer

• May 2023 - Present

• Jun 2018 - May 2022

• Worked in payments and risk/fraud management (best in high-volume e-commerce and bank environment)• Profound knowledge of the payment and fraud industry, including existing and emerging technologies and products (like e-wallets)• Make data-driven decisions, set measurable quantitative goals, and achieve them• Comfortable with advanced Excel functions, Data querying skills with SQL• Ability to work cross-functional and deal with complexity in a very dynamic environment• Clear and structured communication skills, proficient at translating data into actionable insights• Experienced in leading a small-sized team for the specific fraud-related project• Solution-oriented mindset and high sense of ownership• Worked towards business-related KPIs Show less

• Mar 2018 - Jun 2018

• Performing Quality Assurance audits for the second line of defense Anti Financial Crime for the UK region. Conducted research on the public domain and available sources to identify the targets.• Assisting in planning, testing, and implementation of tools and workflow i.e., ATLAS, Compass. • Assessing and reporting deficiencies on current tools to management. + Managing audit delivery on regional KYC review throughout from sampling to MI to leadership. + Assisting in sub-policy testing and rollout for the UK region. • Monitoring the action plan deliverables by business and providing consultation. • Provide onboarding support and training to colleagues on control testing methodology and applicationsMy area of excellence are:• Forensic Investigation• Forensic Audit• Review of Frame Work to ensure compliance with Regulatory Requirements• Remediation Projects• Compliance Investigations Show less

• Jan 2018 - Mar 2018

• Use of global databases like World-Check, World Compliance, Lexis Nexis, Factiva, Norkom, and others to determine the associated risks • Performed Email Review Investigation for a company; where in the whistle blowing complaint alleging possible fabrication of a customer document and CFO was allegedly involved in poaching internal clients to pocket extra funds.• Part of Forensic Auditing of financial Records of a Bank: Evaluation of the end-use of disbursements.• Identification of source for repayment of overdue loans settled during the period.• Obtain Bank account statements (within Bank) in electronic format for funds transferred within accounts of sister/group/associate entities, transferred within accounts of promoters/partners/ directors for identifying trail of fund movement or circular movements.I was instrumental in improving the efficiency and accuracy of the account opening process and configuring clients for the firm's electronic trading business across all regions and products for institutional Client servicesForensic Investigation:1. Performed Email Review Investigation for a company; where in the whistle blowing complaint alleging possible fabrication of a customer document and CFO was allegedly involved in poaching internal clients to pocket extra funds.2. Part of Forensic Auditing of financial Records of a Bank:3. Evaluation of the end-use of disbursements.4. Identification of source for repayment of overdue loans settled during the period. Show less

• Apr 2017 - Dec 2017

UAE Deloitte (Finance DIFC Department)Senior Executive: Deloitte - WORKED ON DUBAI BASED CLIENT• Worked for Dubai based client to settle financial issues on the behalf of Deloitte• Preparing investment analysis for clients including several with more than $500 Min total net worth• Researching and recommending investments in equities mutual funds and bonds and bank• Performing the regulatory checks on the Dubai based client to remediate the high net worth professional clients• Responsible to perform the audits on the Client portfolio and to provide then a financial advice based on the financial investment experience• Analyses of product and client risk tolerance• Calculation of concentration risk as per FCA rule 10\25.• Checking the diversification of asset and client capital. Show less

Business Analyst

• Dec 2013 - Feb 2017

Deutsche BANK AG (DBOI) Business Analyst - Client on Boarding • Worked as an Operations Analyst in Client On-boarding department for DB AG. • Strong Experience in handling periodic reviews for across booking locations. • Skilled in PEP and UBO risk assessment. • Expertise in Periodic Reviews. • Expertise in review of all kinds of entities such as regulated, listed, subsidiary of listed & private entities. • Coordinate in developing, implementing and transitioning processes in line with guidelines specified by client & regional offices. • Responsible for preparing and reporting MI & SLA for the process. • Responsible for gap analysis in MI and highlighting issues. • Accountable for all controls and checks. • System maintenance- Reporting the issue relating to the workflow tool, setting up calls to highlight the same to the onshore team and bring resolution for the same. • Project- Process optimization and automation providing saves to the company. • Event driven review of the customers on a needful basis • Business Continuity Management Training. • Life Cycle of Trade Different Products • Financial Regulations and Global Banking • Investment Banking Training. Show less

Process Associate

• Aug 2012 - Oct 2013

Operations Analyst: •Read analyse and utilized customer information to make sales •Answered questions on paid products services and brands •Assisted with a large scale product recall •Open and closed accounts for new and existing customers •Maintained strict client confidentiality regarding all personal and financial information •Managed customer retention by building rapport with client and team members •Educated customers on written policies and procedures. Operations Analyst: •Read analyse and utilized customer information to make sales •Answered questions on paid products services and brands •Assisted with a large scale product recall •Open and closed accounts for new and existing customers •Maintained strict client confidentiality regarding all personal and financial information •Managed customer retention by building rapport with client and team members •Educated customers on written policies and procedures.