Experience

National Securities Depository Limited (NSDL)

• India
• Financial Services
• 400 - 500 Employee

• Assistant Manager - Inspection & Surveillance

  • Jan 2022 - Present

  Audit: • Handling department statutory Audit reports i.e. Internal and Concurrent audit reports and management comments • Handled SEBI Inspection, provide clarifications / details required by the regulator during audit and prepare reply to inspection report. Regulatory compliance • Ensuring compliance of enforcement orders received from SEBI and other regulatory authorities. • Analyzing information request received from SEBI, Exchanges, MOF, DOE, for investigative activities pertaining to fraudulent transactions. • Dessimination of Surveillance related data on NSDL website • Submitting periodic reports to SEBI/RBI/Exchanges. • Mainiting MIS of enforcement orders and preparing PPT for presentation in montly Management Committee Meeting. Show less