Experience

Pinnacle Plan Design

• United States
• Financial Services
• 1 - 100 Employee

• Retirement Plan Consultant Manager

  • Nov 2022 - Present



Karel-Gordon & Associates

• Financial Services
• 1 - 100 Employee

• 401(k) Manager and DC Reviewer

  • Apr 2005 - Nov 2022

  Managed and reviewed five administrators work. Conducted in-house training seminars and webinars. Reviewed, Oversee and Prepared the following: ADP Non-Discrimination testing. ACP Non-Discrimination testing. New Comparability Plan designs. Safe Harbor designed Plans. Integrated and non-integrated Profit Sharing Plans. Reconcile deposits and self-directed accounts for accuracy. Extensive financial statement background including balance sheets and income statements. DFVC and VCP submissions to either the IRS or DOL. Calculations of late deposit earning. Preparation and review of all Form 1099-R, 945 and 1096. Preparation and review Form 5500-SF, 5500, 5500-EZ, Form 5558, Form SSA-8955 and Form 5330. Prepare and consult with accountants large DC Plan audits. Work with all Platforms including American Funds, John Hancock and TransAmerica We also work with many brokerage accounts at all the major investment vehicles.(Fidelity, Merrill Lynch, TD Ameritrade, Charles Schwab and Edward Jones) Show less



HPL&S

• Arlington Heights, IL

• Senior Plan Administrator

  • May 1997 - Jun 2005