Paul Lack

Compliance Director at Technology Metals Market
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Contact Information
us****@****om
(386) 825-5501
Location
London, England, United Kingdom, GB
Languages
  • English Native or bilingual proficiency
  • Spanish Limited working proficiency
Skills

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Bio

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Credentials

  • Art Law
    Sotheby's Institute of Art
    Apr, 2021
    - Oct, 2024
  • Barrister
    General Council of the Bar of England and Wales
    Oct, 1993
    - Oct, 2024

Experience

  • Technology Metals Market
    • United Kingdom
    • Financial Services
    • 1 - 100 Employee
    • Compliance Director
      • Nov 2020 - Present

      Technology metals market platform. Technology metals market platform.

  • AxiomHQ
    • United Kingdom
    • Software Development
    • 1 - 100 Employee
    • Non Executive Director
      • Jun 2016 - Dec 2021

      AxiomHQ - Building and delivering regulatory compliance and assurance applications with SaaS technology. AxiomHQ - Building and delivering regulatory compliance and assurance applications with SaaS technology.

  • Met Facilities LLP
    • United Kingdom
    • Financial Services
    • 1 - 100 Employee
    • CEO
      • Apr 2017 - Aug 2019

      Regulatory hosting platform with expertise in fintech and cryto start ups, funds and advisory services. Regulatory hosting platform with expertise in fintech and cryto start ups, funds and advisory services.

  • Exotix Capital
    • United Kingdom
    • Investment Banking
    • 1 - 100 Employee
    • Chief Operating Officer
      • Nov 2015 - Apr 2017

      Fixed Income, Cash Equities, boutique investment bank and research house in emerging markets assets and locations. Fixed Income, Cash Equities, boutique investment bank and research house in emerging markets assets and locations.

  • Kyte Group
    • Financial Services
    • 1 - 100 Employee
    • Executive Director - General Counsel
      • Oct 2004 - Oct 2015

      Exchange traded derivatives FCM. Exchange traded derivatives FCM.

  • iDealing.com
    • United Kingdom
    • Financial Services
    • 1 - 100 Employee
    • Compliance Officer
      • Sep 2003 - Oct 2004

      CF10 and CF11 CF10 and CF11

  • GNI Limited & Gerrard Group Plc
    • Associate Director - Compliance & Legal
      • Sep 1998 - Jul 2003

      Exchange traded derivatives FCM. Stock broker, Discount House, bond brokerage. Exchange traded derivatives FCM. Stock broker, Discount House, bond brokerage.

  • HSBC Stockbrokers
    • Client Services Associate
      • Aug 1997 - Aug 1998

      Client Services Compliance Client Services Compliance

  • Middle Temple
    • United Kingdom
    • Individual and Family Services
    • Junior Counsel
      • Apr 1995 - Aug 1997

      Tenant in chambers Tenant in chambers

  • Goldsmith Chambers
    • Law Practice
    • 1 - 100 Employee
    • Pupil Barrister
      • Oct 1993 - Mar 1995

      1st & 2nd sixth pupillage & squatting. General common law criminal defence and prosecution; and family law. 1st & 2nd sixth pupillage & squatting. General common law criminal defence and prosecution; and family law.

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