Paul Hurney
Client Services Manager at Claro Advisors- Claim this Profile
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Bio
John Mulkern
I helped Paul transition to his role in the Sun Life Compliance Department. Paul impressed me with his dedication, professionalism and how quickly he picked up the job. Paul will be an excellent addition to any company.
Michelle Greco
I have had the pleasure of working with Paul for the last 10 years. I have found him to be very reliable, hard working and professional. I consistently sought out Paul for his licensing and compensation expertise on various distributor matters. Paul took the time to share information with me and was always willing to help me with any assignment, regardless of the complexity or his workload. Paul is also a strong team player who brings a positive attitude and focus to any task. I have truly enjoyed working with Paul.
John Mulkern
I helped Paul transition to his role in the Sun Life Compliance Department. Paul impressed me with his dedication, professionalism and how quickly he picked up the job. Paul will be an excellent addition to any company.
Michelle Greco
I have had the pleasure of working with Paul for the last 10 years. I have found him to be very reliable, hard working and professional. I consistently sought out Paul for his licensing and compensation expertise on various distributor matters. Paul took the time to share information with me and was always willing to help me with any assignment, regardless of the complexity or his workload. Paul is also a strong team player who brings a positive attitude and focus to any task. I have truly enjoyed working with Paul.
John Mulkern
I helped Paul transition to his role in the Sun Life Compliance Department. Paul impressed me with his dedication, professionalism and how quickly he picked up the job. Paul will be an excellent addition to any company.
Michelle Greco
I have had the pleasure of working with Paul for the last 10 years. I have found him to be very reliable, hard working and professional. I consistently sought out Paul for his licensing and compensation expertise on various distributor matters. Paul took the time to share information with me and was always willing to help me with any assignment, regardless of the complexity or his workload. Paul is also a strong team player who brings a positive attitude and focus to any task. I have truly enjoyed working with Paul.
John Mulkern
I helped Paul transition to his role in the Sun Life Compliance Department. Paul impressed me with his dedication, professionalism and how quickly he picked up the job. Paul will be an excellent addition to any company.
Michelle Greco
I have had the pleasure of working with Paul for the last 10 years. I have found him to be very reliable, hard working and professional. I consistently sought out Paul for his licensing and compensation expertise on various distributor matters. Paul took the time to share information with me and was always willing to help me with any assignment, regardless of the complexity or his workload. Paul is also a strong team player who brings a positive attitude and focus to any task. I have truly enjoyed working with Paul.
Credentials
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Notary Public
Commonwealth of MassachusettsJan, 2019- Nov, 2024 -
Series 63
FINRAMay, 2017- Nov, 2024 -
CISSP Cert Prep: 1 Security and Risk Management
LinkedInOct, 2016- Nov, 2024 -
Office 2013 New Features
LinkedInOct, 2016- Nov, 2024 -
Office 2016 and Office 365 New Features
LinkedInOct, 2016- Nov, 2024 -
Office Sway: First Look
LinkedInOct, 2016- Nov, 2024 -
PowerPoint 2016 Tips and Tricks
LinkedInOct, 2016- Nov, 2024 -
Series 6
FINRA
Experience
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Claro Advisors
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United States
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Financial Services
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1 - 100 Employee
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Client Services Manager
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Sep 2021 - Present
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Financial Compass Group, LLC
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United States
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Financial Services
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1 - 100 Employee
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Operations Manager
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Feb 2020 - Sep 2021
Operations Manager for the wealth management practice of Brandon P. Fink, CFP® within Financial Compass Group, LLC. Supporting Brandon in the areas of financial planning, investment management, and insurance planning. Operations Manager for the wealth management practice of Brandon P. Fink, CFP® within Financial Compass Group, LLC. Supporting Brandon in the areas of financial planning, investment management, and insurance planning.
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Northwestern Mutual
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United States
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Financial Services
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700 & Above Employee
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Contract, Registration and Licensing Coordinator
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Jan 2017 - Jan 2020
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TIAA
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United States
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Financial Services
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700 & Above Employee
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Compliance Associate
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Mar 2012 - Oct 2016
Job responsibilities include licensing and appointments for all insurance-licensed employees. Department liaison with outside vendor for insurance license renewals. Monitor for completeness of renewal applications and compliance with continuing education requirements. Responsible for department email box, responding to inquiries from representatives and assignment of incoming work tasks to co-workers for follow up. Job responsibilities include licensing and appointments for all insurance-licensed employees. Department liaison with outside vendor for insurance license renewals. Monitor for completeness of renewal applications and compliance with continuing education requirements. Responsible for department email box, responding to inquiries from representatives and assignment of incoming work tasks to co-workers for follow up.
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Sun Life
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Financial Services
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700 & Above Employee
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Compliance Analyst
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May 2001 - Mar 2012
Managing the FINRA registration program for the 350+ registered representatives of Sun Life’s affiliated broker-dealers. Previously was an Operations Specialist in the Licensing and Commissions departments. Managing the FINRA registration program for the 350+ registered representatives of Sun Life’s affiliated broker-dealers. Previously was an Operations Specialist in the Licensing and Commissions departments.
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AT&T
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United States
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Telecommunications
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700 & Above Employee
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Fraud Manager
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1993 - 2001
Supervised 7 fraud representatives who investigated fraudlent calling activity, fraudluent accounts and non-payment of cellular phone bills. Supervised 7 fraud representatives who investigated fraudlent calling activity, fraudluent accounts and non-payment of cellular phone bills.
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Education
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University of Vermont
BA, Area + International Studies
Community
